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Team lift-out
4 advisors left P•••••• I••••••••• P•••••••• L•• for P••••••
i••••••••• managertomixed wealthOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew J. Jason Leung | Shelton, Ct | Dec 31, 2021 | Jul 31, 2020 |
| Antonio Bentu Rodrigues | Shelton, Ct | Dec 31, 2021 | May 17, 2018 |
| Cari Ann Walling | Shelton, Ct | Dec 31, 2021 | May 24, 2021 |
| James Patrick Diver | Shelton, Ct | Dec 31, 2021 | May 24, 2021 |
| Richard Joseph Appaluccio | Shelton, Ct | Dec 31, 2021 | Jun 25, 2020 |
The rule
- Registrations ended
- Dec 31, 2021
- Registered next
- May 17, 2018 to May 24, 2021
- Branch state
- CT
- Cities
- 1, most in Shelton, Ct
- Registered there that day
- 19 (people still on IAPD; an estimate)
- Share of that headcount
- 21%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.