DFX Intelligence
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Firm absorbed
3 advisors left W••••• C•••• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bernard Louis Smit | Walnut Creek, Ca | Oct 8, 2021 | Sep 14, 2021 |
| Damien Saul Couture | Walnut Creek, Ca | Oct 8, 2021 | Sep 14, 2021 |
| Deborah Lynn Pursey | Walnut Creek, Ca | Oct 8, 2021 | Sep 14, 2021 |
The rule
- Registrations ended
- Oct 8, 2021
- Registered next
- Sep 14, 2021
- Branch state
- CA
- Cities
- 1, most in W••••• C••••, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape