DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from E••• C•••••• G••••• L•• to I•• C••••••• L••
Not a lift-out: both firms report Ieq Founders, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| William Patrick Dugan | Dallas, Tx | Feb 21, 2025 | Feb 28, 2025 |
| Drew Bradley Norman | Dallas, Tx | Feb 28, 2025 | Feb 28, 2025 |
| Henry Addison Woodruff | Dallas, Tx | Feb 28, 2025 | Feb 28, 2025 |
| Jennifer Howard O'Neal | Dallas, Tx | Feb 28, 2025 | Mar 3, 2025 |
| Katherine Tallett | Dallas, Tx | Feb 28, 2025 | Feb 28, 2025 |
| Melanie Rachel Rahilly | Dallas, Tx | Feb 28, 2025 | Feb 28, 2025 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 21, 2025 to Feb 28, 2025
- Registered next
- Feb 28, 2025 to Mar 3, 2025
- Branch state
- TX
- Cities
- 1, most in Dallas, Tx
- Registered there that day
- 22 (people still on IAPD; an estimate)
- Share of that headcount
- 27%
- One enterprise because
- both firms report Ieq Founders, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape