DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ieq Capital, LLC

Independent wealth managerFoster City, CaliforniaCRD 301819SEC 801-115278websiteIAPD
Latest filing Jun 9, 2026
First filing on the tape Apr 12, 2019 · 27 filings
SEC status approved since May 14, 2019
RAUM
$57B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
100%
$57B individuals and HNW
Advisors
195
registered through the firm on IAPD
RAUM per advisor
$291M
derived; firm RAUM over IAPD count
Employees
266
193 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$57B as of Jun 9, 2026
Mar 11, 2020$9.6B then
HNW client RAUM$57B as of Jun 9, 2026
Mar 11, 2020$9.5B then
State-registered IARs (5.B.3)174 as of Jun 9, 2026
Mar 11, 20200 then
Employees (5.A)266 as of Jun 9, 2026
Mar 11, 202060 then
Private funds: no history
RAUM +60% over the last fiscal year+45% a year over threeIARs 113 to 174offices 13 to 19
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$290MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$24.6MderivedHNW RAUM over HNW clients
Average account
$24.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
9.8derived20 offices incl. principal (1.F.5)
RAUM growth, one year
+60%derivedbetween the last two annual amendments
Advisor growth, one year
+54%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$42B, 2,008 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$57B100%
  • Charitable organizations$226M0.4%
Individual clients
n/areported
HNW clients
2,300reported
Pension plan clients
n/areported
Charitable clients
9reported
Accounts
2,309reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$42B for 2,008 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
195 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Spencer Eric GordonFoster City, CaJun 7, 201913 y1
Samuel Patrick ShephardFoster City, CaJun 7, 201914 y2
Garret Scott GigliaChartered Financial AnalystFoster City, CaJun 7, 201914 y2
Eric Scott HarrisonFoster City, CaJun 7, 201915 y2
Spencer C HalyFoster City, CaJun 7, 201911 y1
Alexander John-Hubert BruggerFoster City, CaJun 7, 201910 y1
Samuel Curtis BrumbaughCertified Financial PlannerFoster City, CaJun 7, 201913 y2
Harry Thomas GuilfoyleFoster City, CaJun 7, 201913 y1
Dean Isaac HorwitzFoster City, CaJun 7, 201917 y2
Ian David LinfordFoster City, CaJun 7, 201915 y2
Alexander Gregory JackFoster City, CaJun 7, 201910 y1
Frank Joseph McfarlandFoster City, CaJun 11, 201928 y4
Leon Alexander BaerFoster City, CaJun 11, 201912 y1
Ryan John PattersonFoster City, CaJun 11, 201910 y1
Daniel James Henry NowakFoster City, CaJun 11, 201913 y1
Christian Edward NelsonFoster City, CaJun 11, 201927 y3
Jeffrey S WestsmithChartered Financial AnalystFoster City, CaJun 11, 201919 y3
Aaron Ross PriceChartered Financial AnalystFoster City, CaJun 27, 201920 y5
Michael James HenryCertified Financial PlannerFoster City, Ca Aug 9, 201910 y1
Daniel Archer HillFoster City, CaSep 30, 201911 y0
Megan Jane WhyteFoster City, CaFeb 27, 202023 y1
Alan ZafranFoster City, CaMar 25, 202029 y3
Robert John SkinnerFoster City, CaMar 25, 202030 y3
Tanner Scott SavitskyFoster City, CaJun 18, 202013 y2
Nicolle Araullo BariaFoster City, CaJan 18, 202113 y0
Kevin Thomas BurtCertified Financial Planner, Chartered Financial AnalystFoster City, CaJan 20, 202113 y2
Yassin AshourFoster City, CaJan 27, 202111 y1
Cameron James CroteauFoster City, CaFeb 5, 202113 y0
Anne Collisson BeyelFoster City, CaMar 1, 202110 y0
Dong Woo KimCertified Financial PlannerFoster City, CaMar 10, 202117 y1
John Robert MccourtAtlanta, Ga Jul 23, 202110 y0
Jesse Jon WoodFoster City, CaAug 26, 202111 y1
Katerina Evelyn SternCertified Financial PlannerFoster City, CaSep 1, 202112 y1
Meenakshi Gauri KaramchetiFoster City, CaSep 6, 202112 y0
Kevin LyleFoster City, CaNov 17, 202111 y2
Kyle Joseph WillsFoster City, Ca Jan 27, 202213 y3
Samantha Grace ColleranFoster City, CaJun 21, 202212 y0
Gustavo Pires De Oliveira DiasLos Angeles, CaAug 10, 202210 y2
Samantha Emiko LeeChartered Financial AnalystFoster City, CaAug 18, 202212 y0
Scott P GuttermanFoster City, CaSep 27, 202231 y2
All 195 advisors at Ieq Capital, LLC
Advisor movement
7 left, 29 joined in 12 months
net +22 in 12 months0 left in 90 days11 joined in 90 daysdeparture rate 3.6% of current headcount17 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Louis Chad Boeding · Managing Partnercontrol
    since 09/2024 · owns less than 5%
  • Scott Eric Harrison · Managing Partnercontrol
    since 06/2019 · owns less than 5%
  • Isaac Dean Horwitz · Chief Operations Officercontrol
    since 06/2019 · owns less than 5%
  • Lior Keshet · Chief Compliance Officer & General Counselcontrol
    since 01/2021 · owns less than 5%
  • Jane Bethany Peterson · Chief Financial Officercontrol
    since 06/2019 · owns less than 5%
  • John Robert Skinner · Managing Partnercontrol
    since 06/2019 · owns less than 5%
  • Alan Zafran · Managing Partnercontrol
    since 06/2019 · owns less than 5%
  • John Robert Skinner · Managing Membercontrol
    since 06/2019 · owns 25% to 50% of Ieq Founders, LLC
  • S Jeffrey Westsmith · Executive Team Member
    since 12/2023 · owns less than 5%
  • Jane Megan Whyte · Executive Team Member
    since 11/2023 · owns less than 5%
Entity owners
  • Ieq Midco III, LLC · Managing Member
    direct · owns 75% or more
  • Ieq Capital Management, LLC · Managing Member
    indirect · owns F of Ieq Holdings, LLC
  • Ieq Founders, LLC · Member
    indirect · owns 75% or more of Ieq Holdings, LLC
  • Ieq Holdings, LLC · Member
    indirect · owns 75% or more of Ieq Midco I, LLC
  • Ieq Midco II, LP · Managing Member
    indirect · owns 75% or more of Ieq Midco III, LLC
  • Ieq Midco I, LLC · Limited Partner
    indirect · owns 75% or more of Ieq Midco II, LP
  • Ieq Midco II Gp, LLC · General Partner
    indirect · owns F of Ieq Midco II, LP
Related persons
Schedule D 7.A
Advisers that list Ieq Capital, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Foster City, Ca · principal153545
San Francisco, Ca36230
Los Angeles, Ca28111
Dallas, Tx1340
Atlanta, Ga720
New York, Ny650
Boston, Ma630
Reno, Nv001
Offices
Schedule D 1.F, the 25 largest
  • San Francisco, CA32 employees
  • Los Angeles, CA18 employees
  • Dallas, TX10 employees
  • Lafayette, CA6 employees
  • Boston, MA4 employees
  • Atlanta, GA3 employees
  • Reno, NV2 employees
  • Newport Beach, CA1 employees
  • Clayton, MO1 employees
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • advisor count surgeChange between filings · filing Mar 30, 2026
    advisory representatives (Item 5.B.3) moved from 113.0 to 174.0 (+54.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +5.0% (64 comparable advisers, 94.0th percentile of changes)
    peers: independent wealth managers, $20B and over (64) · 94% percentile
What changed
consecutive filings, newest first
  • Other offices · 16 to 19
    Mar 30, 2026 to Jun 9, 2026
  • Accounts · 1,963 to 2,309
    Jan 22, 2026 to Mar 30, 2026
  • Advisory employees · 140 to 193
    Jan 22, 2026 to Mar 30, 2026
  • Advisory activities · 5 to 6
    Jan 22, 2026 to Mar 30, 2026
  • HNW clients · 1,954 to 2,300
    Jan 22, 2026 to Mar 30, 2026
  • Assets in custody · $35B to $42B
    Jan 22, 2026 to Mar 30, 2026
  • Employees · 222 to 266
    Jan 22, 2026 to Mar 30, 2026
  • State-registered IARs · 113 to 174
    Jan 22, 2026 to Mar 30, 2026
  • Other offices · 14 to 16
    Jan 22, 2026 to Mar 30, 2026
  • Discretionary RAUM · $34B to $46B
    Jan 22, 2026 to Mar 30, 2026
  • HNW RAUM · $35B to $57B
    Jan 22, 2026 to Mar 30, 2026
  • Non-discretionary RAUM · $1.4B to $11B
    Jan 22, 2026 to Mar 30, 2026
  • RAUM · $35B to $57B
    Jan 22, 2026 to Mar 30, 2026
  • Other offices · 13 to 14
    May 23, 2025 to Oct 30, 2025
  • Financial planning clients · 251-500 to 251-500
    Mar 31, 2025 to May 23, 2025
  • Accounts · 1,434 to 1,963
    Oct 9, 2024 to Mar 31, 2025
  • Advisory employees · 100 to 140
    Oct 9, 2024 to Mar 31, 2025
  • HNW clients · 1,425 to 1,954
    Oct 9, 2024 to Mar 31, 2025
  • Assets in custody · $23B to $35B
    Oct 9, 2024 to Mar 31, 2025
  • Employees · 156 to 222
    Oct 9, 2024 to Mar 31, 2025
  • Financial planning clients · 11-25 to 251-500
    Oct 9, 2024 to Mar 31, 2025
  • State-registered IARs · 89 to 113
    Oct 9, 2024 to Mar 31, 2025
  • Other offices · 14 to 13
    Oct 9, 2024 to Mar 31, 2025
  • Discretionary RAUM · $22B to $34B
    Oct 9, 2024 to Mar 31, 2025
  • HNW RAUM · $23B to $35B
    Oct 9, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $1.2B to $1.4B
    Oct 9, 2024 to Mar 31, 2025
  • RAUM · $24B to $35B
    Oct 9, 2024 to Mar 31, 2025
  • Related adviser · true to false
    Oct 9, 2024 to Mar 31, 2025
  • Other offices · 10 to 14
    Jul 2, 2024 to Oct 9, 2024
  • Related adviser · false to true
    Jul 2, 2024 to Oct 9, 2024
  • Other offices · 9 to 10
    Mar 28, 2024 to Jul 2, 2024
  • Accounts · 1,124 to 1,434
    Aug 2, 2023 to Mar 28, 2024
  • Advisory employees · 81 to 100
    Aug 2, 2023 to Mar 28, 2024
  • Charity clients · 7 to 9
    Aug 2, 2023 to Mar 28, 2024
  • HNW clients · 1,117 to 1,425
    Aug 2, 2023 to Mar 28, 2024
  • Assets in custody · $18B to $23B
    Aug 2, 2023 to Mar 28, 2024
  • Employees · 120 to 156
    Aug 2, 2023 to Mar 28, 2024
  • Financial planning clients · 26-50 to 11-25
    Aug 2, 2023 to Mar 28, 2024
  • State-registered IARs · 64 to 89
    Aug 2, 2023 to Mar 28, 2024
  • Other offices · 7 to 9
    Aug 2, 2023 to Mar 28, 2024
Signals
55 dated events
  • Christopher Bache registered as an investment adviser representative at Ieq Capital, Llc
    Sep 14, 2026 · Advisor registered · fact
  • 2 advisors left RBC Capital Markets, LLC (San Francisco, CA) for Ieq Capital, LLC on the same day
    Aug 28, 2026 · Team lift-out · derived
  • Mark Alan Poelma left Ieq Capital, Llc for Iconiq Capital, Llc (registered 2026-04-13)
    Jun 9, 2026 · Advisor changed firm · fact
  • Timothy Aaron Day left Ieq Capital, Llc for Evolve Private Wealth, Llc (registered 2026-06-09)
    May 28, 2026 · Advisor changed firm · fact
  • Jeremy Devin Leaver left Ieq Capital, Llc for Blackrock Investment Management, Llc (registered 2026-08-21)
    May 19, 2026 · Advisor changed firm · fact
  • Brendon Makana Kempin left Ieq Capital, Llc for Cynosure Portfolio Advisors Llc (registered 2026-05-15)
    May 8, 2026 · Advisor changed firm · fact
  • 2 advisors left Morgan Stanley (Long Beach, CA) for Ieq Capital, LLC within 12 days
    May 6, 2026 · Team lift-out · derived
  • Diego Guerrero left Ieq Capital, Llc for Morton Wealth (registered 2026-06-07)
    Apr 8, 2026 · Advisor changed firm · fact
  • Ieq Capital, Llc reported RAUM $56.8B, up 60% from $35.4B (2026-01-22 to 2026-03-30)
    Mar 30, 2026 · RAUM change · derived
  • Ieq Capital, Llc reported 174 state-registered advisory representatives, up from 113 (2026-01-22 to 2026-03-30)
    Mar 30, 2026 · Advisor headcount change · derived
  • Sanhita Bhattacharya left Ieq Capital, Llc for Arax Advisory Partners (registered 2026-03-26)
    Mar 12, 2026 · Advisor changed firm · fact
  • Matteo Caccia left Ieq Capital, Llc for Focus Partners Wealth, Llc (registered 2026-01-13)
    Nov 18, 2025 · Advisor changed firm · fact
  • Daniel Huston left Ieq Capital, Llc for Charles Schwab & Co., Inc. (registered 2026-01-15)
    Sep 3, 2025 · Advisor changed firm · fact
  • Aaron S Brailov left Ieq Capital, Llc for Verita Strategic Wealth Partners, Llc (registered 2025-08-22)
    Jul 16, 2025 · Advisor changed firm · fact
  • Sean Paul Rumrill left Ieq Capital, Llc for Verita Strategic Wealth Partners, Llc (registered 2025-08-06)
    Jul 7, 2025 · Advisor changed firm · fact
  • 2 advisors left Ieq Capital, LLC (San Francisco, CA) for Verita Strategic Wealth Partners, LLC within 9 days
    Jul 7, 2025 · Team lift-out · derived
  • Ieq Capital, Llc reported RAUM $35.4B, up 50% from $23.6B (2024-10-09 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • Ieq Capital, Llc reported 113 state-registered advisory representatives, up from 89 (2024-10-09 to 2025-03-31)
    Mar 31, 2025 · Advisor headcount change · derived
  • Victoria A Dixon left Ieq Capital, Llc for Morgan Stanley (registered 2025-09-03)
    Mar 7, 2025 · Advisor changed firm · fact
  • Epiq Capital Group, LLC's advisors moved to Ieq Capital, LLC (San Francisco, CA): 15 of 21 registered, on the same day
    Feb 28, 2025 · Firm absorbed (people side) · derived
  • Brianna Marie Mariolle left Ieq Capital, Llc for Beacon Pointe Advisors, Llc (registered 2025-01-23)
    Dec 13, 2024 · Advisor changed firm · fact
  • Louis Chad Boeding (Managing Partner) appeared on Schedule A of Ieq Capital, Llc
    Oct 9, 2024 · Control person joined · fact
  • Eli Daniel Saldamando left Ieq Capital, Llc for Composition Wealth, Llc (registered 2026-03-04)
    Aug 21, 2024 · Advisor changed firm · fact
  • Charles B Royals left Ieq Capital, Llc for Morgan Stanley (registered 2026-09-01)
    Jul 24, 2024 · Advisor changed firm · fact
  • Mariella Ann Caruso left Ieq Capital, Llc for Capital Group Private Client Services, Inc. (registered 2026-05-14)
    Jun 14, 2024 · Advisor changed firm · fact
  • 2 advisors left Certuity, LLC (North Palm Beach, FL) for Ieq Capital, LLC on the same day
    Jun 11, 2024 · Team lift-out · derived
  • 2 advisors left Citigroup Global Markets Inc. (Greenwich, CT) for Ieq Capital, LLC on the same day
    Apr 23, 2024 · Team lift-out · derived
  • Ieq Capital, Llc reported RAUM $23.6B, up 27% from $18.5B (2023-08-02 to 2024-03-28)
    Mar 28, 2024 · RAUM change · derived
  • Ieq Capital, Llc reported 89 state-registered advisory representatives, up from 64 (2023-08-02 to 2024-03-28)
    Mar 28, 2024 · Advisor headcount change · derived
  • Olivier Louis Torchiana left Ieq Capital, Llc for Iconiq Capital, Llc (registered 2024-02-07)
    Jan 8, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business phone
212-221-9623reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
305-564-7030reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
310-313-1210reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/ieqcapital/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
Website
ieqcapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
650-581-9807reportedpublic record, Form ADV, Jun 9, 2026
Contact form
ieqcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
ieqcapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$291Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Ieq Capital, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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