DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E••• C•••••• G••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 292526SEC 801-112887websiteIAPD
Latest filing Oct 9, 2024
First filing on the tape Mar 20, 2018 · 29 filings
SEC status approved since Apr 20, 2018
RAUM
$4.9B
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
57%
$2.8B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
32 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
86
$2.1B gross assets
History
29 filings and snapshots on the tape
RAUM$4.9B as of Mar 28, 2024
Mar 31, 2019$1.6B then
HNW client RAUM$2.8B as of Mar 28, 2024
Mar 31, 2019$1.5B then
State-registered IARs (5.B.3)33 as of Mar 28, 2024
Mar 31, 20198 then
Employees (5.A)60 as of Mar 28, 2024
Mar 31, 201915 then
Private funds86 as of Mar 28, 2024
Mar 31, 20197 then
RAUM +13% over the last fiscal year+17% a year over threeIARs 27 to 33
Practice profile
derived from the filing of Oct 9, 2024; every figure names its basis
RAUM per advisor
$150MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$12.0MderivedHNW RAUM over HNW clients
Average account
$5.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
54%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
11.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+22%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$8.8B, 318 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.8B57%
  • Pooled investment vehicles$2.1B43%
Individual clients
n/areported
HNW clients
234reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
896reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$8.8B for 318 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
97 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
E•• L••• P••• V••• P•Private Equity Fund$198M166Mar 30, 2022
E•• L••• F••• L•••••• I•• P•Private Equity Fund$117M86Mar 30, 2022
T••• P• E••• L••Private Equity Fund$84.2M83Mar 31, 2019
E•• L••• S••• P•Private Equity Fund$71.5M79Mar 30, 2021
E•• L••• F••• I• P•Private Equity Fund$69.2M60Mar 30, 2022
E•• L••• P••• S•••••• S••••••••• I• S•••••Private Equity Fund$66.3M103Mar 28, 2024
E•• L••• H•• P•Private Equity Fund$60.0M65Mar 31, 2023
E•• L••• C•••• P•Private Equity Fund$53.7M88Mar 30, 2021
E•• L••• D••• V• P•Private Equity Fund$52.5M85Mar 30, 2022
E•• L••• D••• V• P•no longer reportedPrivate Equity Fund$52.0M85Mar 31, 2023
E•• L••• I•• P•Private Equity Fund$45.3M65Mar 30, 2022
D••• P• O• E•• L••Private Equity Fund$42.6M42Mar 31, 2019
E•• L••• B••• I•• P•Private Equity Fund$42.2M72Mar 31, 2023
E•• L••• T•••••••• I•• P•Private Equity Fund$42.1M54Mar 31, 2023
E•• L••• T•••••••• I•• P•no longer reportedPrivate Equity Fund$40.0M53Mar 30, 2022
E•• L••• S••• P•Private Equity Fund$39.4M122Mar 30, 2021
E•• L••• C••• P•Private Equity Fund$38.1M20Mar 30, 2021
E•• L••• T•••• P•Private Equity Fund$37.7M112Mar 30, 2021
E•• L••• B••• P•Private Equity Fund$37.0M39Mar 30, 2020
E•• L••• B••• I• P•Private Equity Fund$35.4M49Mar 30, 2022
E•• L••• C•••••••• P•Private Equity Fund$34.2M80Mar 30, 2022
E•• L••• A••• W••• P•Private Equity Fund$33.8M60Mar 31, 2023
E•• L••• T•• G•• P•• X•• P•Private Equity Fund$33.1M47Mar 30, 2021
E•• L••• G••••••• P• P•Private Equity Fund$32.8M48Mar 30, 2022
E•• L••• T•••• P•Private Equity Fund$30.6M114Mar 30, 2022
E•• L••• A••• P••• I• S•••••Private Equity Fund$30.2M41Mar 28, 2024
E••• P• E•• L••Private Equity Fund$29.1M48Mar 30, 2020
E•• L••• W••• P•Private Equity Fund$25.8M61Mar 30, 2022
E•• L••• V••••••• P•Private Equity Fund$25.5M106Mar 30, 2022
T•••• G••••• P•• X• P• E•• L••Private Equity Fund$25.5M31Mar 31, 2019
E•• L••• S••• N••• P•Private Equity Fund$25.0M66Mar 31, 2023
E•• L••• B••••• C• P•Private Equity Fund$24.2M117Mar 31, 2023
E•• L••• V••• I•• P•Private Equity Fund$24.1M54Mar 30, 2022
E•• L••• T•• G•• P•• X•• P•Private Equity Fund$22.9M53Mar 30, 2022
E•• L••• I•• X••• P•Private Equity Fund$21.2M38Mar 30, 2021
E•• L••• V• I• P•Private Equity Fund$21.1M17Mar 30, 2022
E•• L••• M•••• V••• P•Private Equity Fund$20.0M32Mar 31, 2023
D• V• P• E••• L••Private Equity Fund$19.8M24Mar 31, 2019
E•• L••• A•••• P•Private Equity Fund$19.7M28Mar 30, 2022
E•• L••• A•••••••• V• P•Private Equity Fund$19.3M22Mar 30, 2022
All funds of E••• C•••••• G••••• L••
Owners and control persons
Schedule A and B, latest filing
  • B••••••• C•••• L•••• · Ceocontrol
    since 04/2018 · owns less than 5%
  • C••••• J••• A• · Chief Compliance Officercontrol
    since 05/2020 · owns less than 5%
  • J••••••• C••••••••• S••••• · Partnercontrol
    since 07/2018 · owns less than 5%
  • S••••••• R•••••• J••• · Managing Membercontrol
    since 06/2019 · owns 25% to 50% of I•• F•••••••• L••
Entity owners
  • I•• M•••• I•• L• · Managing Member
    direct · owns 75% or more
  • I•• C•••••• M••••••••• L•• · Managing Member
    indirect · owns F of I•• H•••••••• L••
  • I•• F•••••••• L•• · Member
    indirect · owns 75% or more of I•• H•••••••• L••
  • I•• H•••••••• L•• · Member
    indirect · owns 75% or more of I•• M•••• I• L••
  • I•• M•••• I• L•• · Limited Partner
    indirect · owns 75% or more of I•• M•••• I•• L•
  • I•• M•••• I• G•• L•• · General Partner
    indirect · owns F of I•• M•••• I•• L•
Related persons
Schedule D 7.A
Advisers that list E••• C•••••• G••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Francisco, Ca · principal000
Offices
Schedule D 1.F, the 25 largest
  • Dallas, TX10 employees
  • Reno, NV2 employees
What changed
consecutive filings, newest first
  • Related adviser · false to true
    Aug 28, 2024 to Oct 9, 2024
  • Accounts · 827 to 896
    Aug 23, 2023 to Mar 28, 2024
  • Advisory employees · 28 to 32
    Aug 23, 2023 to Mar 28, 2024
  • Advisory activities · 3 to 4
    Aug 23, 2023 to Mar 28, 2024
  • HNW clients · 193 to 234
    Aug 23, 2023 to Mar 28, 2024
  • Pooled vehicle clients · 83 to 86
    Aug 23, 2023 to Mar 28, 2024
  • Assets in custody · $5.6B to $8.8B
    Aug 23, 2023 to Mar 28, 2024
  • Employees · 56 to 60
    Aug 23, 2023 to Mar 28, 2024
  • State-registered IARs · 27 to 33
    Aug 23, 2023 to Mar 28, 2024
  • Private funds · 83 to 86
    Aug 23, 2023 to Mar 28, 2024
  • Discretionary RAUM · $2.3B to $2.7B
    Aug 23, 2023 to Mar 28, 2024
  • HNW RAUM · $2.5B to $2.8B
    Aug 23, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $2.1B to $2.3B
    Aug 23, 2023 to Mar 28, 2024
  • Pooled vehicle RAUM · $1.9B to $2.1B
    Aug 23, 2023 to Mar 28, 2024
  • RAUM · $4.4B to $4.9B
    Aug 23, 2023 to Mar 28, 2024
  • Accounts · 828 to 827
    Mar 31, 2023 to Apr 27, 2023
  • Pooled vehicle clients · 84 to 83
    Mar 31, 2023 to Apr 27, 2023
  • Assets in custody · $5.7B to $5.6B
    Mar 31, 2023 to Apr 27, 2023
  • Private funds · 84 to 83
    Mar 31, 2023 to Apr 27, 2023
  • Discretionary RAUM · $2.3B to $2.3B
    Mar 31, 2023 to Apr 27, 2023
  • Pooled vehicle RAUM · $1.9B to $1.9B
    Mar 31, 2023 to Apr 27, 2023
  • RAUM · $4.4B to $4.4B
    Mar 31, 2023 to Apr 27, 2023
  • Accounts · 773 to 828
    Apr 28, 2022 to Mar 31, 2023
  • Advisory employees · 23 to 28
    Apr 28, 2022 to Mar 31, 2023
  • HNW clients · 142 to 193
    Apr 28, 2022 to Mar 31, 2023
  • Pooled vehicle clients · 65 to 84
    Apr 28, 2022 to Mar 31, 2023
  • Assets in custody · $7.1B to $5.7B
    Apr 28, 2022 to Mar 31, 2023
  • Employees · 50 to 56
    Apr 28, 2022 to Mar 31, 2023
  • State-registered IARs · 24 to 27
    Apr 28, 2022 to Mar 31, 2023
  • Private funds · 65 to 84
    Apr 28, 2022 to Mar 31, 2023
  • Discretionary RAUM · $2.7B to $2.3B
    Apr 28, 2022 to Mar 31, 2023
  • HNW RAUM · $2.9B to $2.5B
    Apr 28, 2022 to Mar 31, 2023
  • Non-discretionary RAUM · $2.0B to $2.1B
    Apr 28, 2022 to Mar 31, 2023
  • Pooled vehicle RAUM · $1.9B to $1.9B
    Apr 28, 2022 to Mar 31, 2023
  • RAUM · $4.7B to $4.4B
    Apr 28, 2022 to Mar 31, 2023
  • Accounts · 774 to 773
    Mar 30, 2022 to Apr 28, 2022
  • Pooled vehicle clients · 66 to 65
    Mar 30, 2022 to Apr 28, 2022
  • Assets in custody · $7.2B to $7.1B
    Mar 30, 2022 to Apr 28, 2022
  • Private funds · 66 to 65
    Mar 30, 2022 to Apr 28, 2022
  • Discretionary RAUM · $2.8B to $2.7B
    Mar 30, 2022 to Apr 28, 2022
Signals
19 dated events
  • E••• C•••••• G••••• L•• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $4.9B)
    Mar 6, 2025 · Left the SEC roster · derived
  • E••• C•••••• G••••• L••'s advisors moved to I•• C••••••• L•• (San Francisco, CA): 15 of 21 registered, on the same day
    Feb 28, 2025 · Firm absorbed (people side) · derived
  • J••• Robert Skinner (Managing Member) appeared on Schedule A of E••• C•••••• G••••• L••
    Oct 9, 2024 · Control person joined · fact
  • Leong Christine Connors (President And Partner) no longer on Schedule A of E••• C•••••• G••••• L•• (listed 2024-07-05, absent 2024-08-28)
    Aug 28, 2024 · Control person left · inference
  • J••• B•••• left E••• C•••••• G••••• L•• for A•••• G•••• C••••••• L•• (registered 2024-05-09)
    Apr 4, 2024 · Advisor changed firm · fact
  • D•••••• L••••• C••••• left E••• C•••••• G••••• L•• for Bakeravenue (registered 2024-03-20)
    Mar 14, 2024 · Advisor changed firm · fact
  • B••••• T•••••• C•••• left E••• C•••••• G••••• L•• for C•••• C•••••• M••••••••• I•• (registered 2025-05-05)
    Jul 18, 2023 · Advisor changed firm · fact
  • D•••• B•••• (Coo/Cfo) no longer on Schedule A of E••• C•••••• G••••• L•• (listed 2022-04-28, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Trickett Jennifer Forster (Partner) no longer on Schedule A of E••• C•••••• G••••• L•• (listed 2022-04-28, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • E••• C•••••• G••••• L•• reported RAUM $4.8B, up 54% from $3.1B (2021-03-30 to 2022-03-30)
    Mar 30, 2022 · RAUM change · derived
  • Leong Christine Connors (President And Partner) appeared on Schedule A of E••• C•••••• G••••• L••
    Mar 30, 2022 · Control person joined · fact
  • E••• C•••••• G••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Mar 30, 2021 · Succession (Item 4) · fact
  • E••• C•••••• G••••• L•• reported RAUM $3.1B, up 42% from $2.2B (2020-06-23 to 2021-03-30)
    Mar 30, 2021 · RAUM change · derived
  • A Jed Clark (Chief Compliance Officer) appeared on Schedule A of E••• C•••••• G••••• L••
    Jun 23, 2020 · Control person joined · fact
  • Steven Christopher J•••son (Partner) appeared on Schedule A of E••• C•••••• G••••• L••
    Jun 23, 2020 · Control person joined · fact
  • Trickett Jennifer Forster (Partner) appeared on Schedule A of E••• C•••••• G••••• L••
    Jun 23, 2020 · Control person joined · fact
  • E••• C•••••• G••••• L•• reported RAUM $2.2B, up 35% from $1.6B (2019-09-17 to 2020-03-30)
    Mar 30, 2020 · RAUM change · derived
  • E••• C•••••• G••••• L•• reported RAUM $1.3B, down 34% from $2.0B (2018-08-13 to 2018-08-15)
    Aug 15, 2018 · RAUM change · derived
  • E••• C•••••• G••••• L•• filed its initial SEC registration (Form ADV)
    Mar 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026