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Team lift-out

2 advisors left A•• I••••••••• A•••••••• I••• for D••• I••••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Charles Elmer SorensenNorth Logan, UtFeb 18, 2021Feb 22, 2021
Jerry Marlin ToombsLogan, UtFeb 18, 2021Feb 18, 2021
The rule
Registrations ended
Feb 18, 2021
Registered next
Feb 18, 2021 to Feb 22, 2021
Branch state
UT
Cities
2, most in Logan, Ut
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
25%
Succession by the destination
none on the tape