DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Elmer Sorensen

Diversify Advisory Services, LLCBD affiliatedLogan, Ut dual registrantIAPD 3255618

Feed of 09/15/2026

Also filed as Chuck E Sorenson

At current firm

3 y

since Sep 15, 2023

In the industry

27 y

since Jul 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Diversify Advisory Services, LLC BD affiliated current
since Sep 15, 2023 · South Jordan, Ut
Dfpg Investments, LLC former
Feb 22, 2021 to Feb 9, 2024 · South Jordan, Ut
Ars Investment Advisors, Inc. former
Jun 15, 2018 to Feb 18, 2021 · North Logan, Ut
Allegis Investment Advisors, LLC former
May 4, 2012 to Jun 20, 2018 · Logan, Ut
Signator Financial Services, Inc. former
Jul 29, 2010 to May 7, 2012 · Bellevue, Wa
Insphere Securities, Inc. unclassified
Oct 3, 2007 to Jul 30, 2010 · North Logan, Ut
Allegis Advisors, Inc. unclassified
Jun 14, 2006 to Oct 3, 2007 · Salt Lake City, Ut
Esi Financial Advisors independent RIA
Mar 11, 2005 to Jun 5, 2006 · Logan, Ut

Moves

a registration end followed by a registration begin elsewhere

Dfpg Investments, LLC to Diversify Advisory Services, LLC
left Feb 9, 2024, registered Sep 15, 2023 (-147 days) · RIA to affiliated broker-dealer or bank · moved with a team
Ars Investment Advisors, Inc. to Dfpg Investments, LLC
left Feb 18, 2021, registered Feb 22, 2021 (4 days) · RIA to affiliated broker-dealer or bank · moved with a team
Allegis Investment Advisors, LLC to Ars Investment Advisors, Inc.
left Jun 20, 2018, registered Jun 15, 2018 (-5 days) · RIA to a newly registered adviser · moved with a team
Signator Financial Services, Inc. to Allegis Investment Advisors, LLC
left May 7, 2012, registered May 4, 2012 (-3 days) · Other
Insphere Securities, Inc. to Signator Financial Services, Inc.
left Jul 30, 2010, registered Jul 29, 2010 (-1 days) · Other
Allegis Advisors, Inc. to Insphere Securities, Inc.
left Oct 3, 2007, registered Oct 3, 2007 (0 days) · Other
Esi Financial Advisors to Allegis Advisors, Inc.
left Jun 5, 2006, registered Jun 14, 2006 (9 days) · Other

Signals

Charles Elmer Sorensen left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-09-15)
Feb 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address