DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Becky B Chen | San Francisco, Ca | Nov 6, 2025 | Feb 21, 2025 |
| Keri Tan Chan | San Francisco, Ca | Nov 6, 2025 | Feb 21, 2025 |
The rule
- Registrations ended
- Nov 6, 2025
- Registered next
- Feb 21, 2025
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 348 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape