DFX Intelligence
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Team lift-out
8 advisors left N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• for L•• F•••••••• L••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Carolyn Nawrocki Oberfeld | Eagan, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Cody Ross Buck | Red Wing, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Craig Steven Rudd | Shoreview, Mn | Nov 29, 2017 | Nov 29, 2017 |
| David Douglas Ritter | Bloomington, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Jonathan David Benge | Golden Valley, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Lori Ann Grams | Edina, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Stuart George Larsen | Minnetonka, Mn | Nov 29, 2017 | Nov 29, 2017 |
| Timothy Joseph Kelly | Bloomington, Mn | Nov 29, 2017 | Nov 29, 2017 |
The rule
- Registrations ended
- Nov 29, 2017
- Registered next
- Nov 29, 2017
- Branch state
- MN
- Cities
- 7, most in Bloomington, Mn
- Registered there that day
- 416 (people still on IAPD; an estimate)
- Share of that headcount
- 1.9%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.