DFX Intelligence
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Team lift-out
5 advisors left N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• for L•• F•••••••• L••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Jon Mccollum | St Albans Rd, Mo | Nov 29, 2017 | Nov 29, 2017 |
| Austin Repp | St Albans Rd, Mo | Nov 29, 2017 | Nov 29, 2017 |
| Isaac Seth Gardner | St Albans Rd, Mo | Nov 29, 2017 | Nov 29, 2017 |
| Jeffrey Andrew David | St Albans Rd, Mo | Nov 29, 2017 | Nov 29, 2017 |
| William Dee Montplaisir | Columbia, Mo | Nov 29, 2017 | Nov 29, 2017 |
The rule
- Registrations ended
- Nov 29, 2017
- Registered next
- Nov 29, 2017
- Branch state
- MO
- Cities
- 2, most in St Albans Rd, Mo
- Registered there that day
- 416 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.