DFX Intelligence

RIA Intelligence

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Firm absorbed

6 advisors left G•••• S••••• W••••• M••••••••• L•• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Darrell Lane HornMemphis, TnJul 1, 2019Feb 28, 2025
Elizabeth Summitt GordonMemphis, TnJul 1, 2019May 8, 2019
James David DukeMemphis, TnJul 1, 2019May 8, 2019
John Edward FrancisMemphis, TnJul 1, 2019Jan 2, 2025
Mallory Kate PodestaMemphis, TnJul 1, 2019May 8, 2019
Woodson Cary WhiteheadMemphis, TnJul 1, 2019May 8, 2019
The rule
Registrations ended
Jul 1, 2019
Registered next
May 8, 2019 to Feb 28, 2025
Branch state
TN
Cities
1, most in Memphis, Tn
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of G•••• S••••• W••••• M••••••••• L••Other teams into H•••••••• A•••••••• L••