DFX Intelligence
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Team lift-out
2 advisors left T••••••• A•••••• N••••••• L•• for V•••••• F•••••••• P•••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Aug 19, 2021
- Registered next
- Aug 18, 2021
- Branch state
- WI
- Cities
- 1, most in Elm Grove, Wi
- Registered there that day
- 166 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- Succession by the destination
- none on the tape