DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vantage Financial Partners, LLC

Former SEC-registered adviserElm Grove, WisconsinCRD 315828SEC 801-122083websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Jul 14, 2021 · 20 filings
SEC status approved since Aug 13, 2021
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$991M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
12 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
10
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.0B as of Mar 26, 2026
Mar 18, 2022$349M then
HNW client RAUM$451M as of Mar 26, 2026
Mar 18, 2022$121M then
State-registered IARs (5.B.3)12 as of Mar 26, 2026
Mar 18, 20225 then
Employees (5.A)26 as of Mar 26, 2026
Mar 18, 202218 then
Private funds10 as of Mar 26, 2026
Mar 31, 20259 then
RAUM +26% over the last fiscal year+33% a year over threeIARs 10 to 12
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
$85.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
155derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$195,793derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
2.0derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$319M, 1,276 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$540M53%
  • High-net-worth individuals$451M44%
  • Pooled investment vehicles$26.6M2.6%
  • Charitable organizations$3.7M0.4%
  • Corporations and businesses$2.3M0.2%
  • Investment companies$14,6020.0%
Individual clients
1,654reported
HNW clients
211reported
Pension plan clients
n/areported
Charitable clients
8reported
Accounts
5,227reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$319M for 1,276 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
12 left, 0 joined in 12 months
net -12 in 12 months0 left in 90 days0 joined in 90 days13 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Allen Andrew Meyer · Managing Membercontrol
    since 08/2021 · owns 10% to 25%
  • Allen Jesse Niederbaumer · Managing Membercontrol
    since 08/2021 · owns 25% to 50%
  • James Jeremy Gardner · Member
    since 08/2021 · owns less than 5%
  • Anne Michelle Mccarthy · Chief Compliance Officer
    since 12/2022 · owns less than 5%
  • David Matthew Niederbaumer · Managing Member
    since 08/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
  • Amanda Stark
    insurancen
  • Gus Georgostathis
    insurancen
  • Jarrod Hart
    insurancen
  • Vf Ventures, LLC
    pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cincinnati, Oh000
Elm Grove, Wi · principal008
Youngstown, Oh001
Huron, Sd0021
Columbus, Oh0011
Offices
Schedule D 1.F, the 25 largest
  • Huron, SD6 employees
  • Montgomery, OH5 employees
  • Columbus, OH4 employees
  • Youngstown, OH3 employees
What changed
consecutive filings, newest first
  • Accounts · 4,118 to 5,227
    Aug 13, 2025 to Mar 26, 2026
  • Corporate clients · 4 to 5
    Aug 13, 2025 to Mar 26, 2026
  • HNW clients · 234 to 211
    Aug 13, 2025 to Mar 26, 2026
  • Individual clients · 1,551 to 1,654
    Aug 13, 2025 to Mar 26, 2026
  • Pooled vehicle clients · 9 to 10
    Aug 13, 2025 to Mar 26, 2026
  • Assets in custody · $153M to $319M
    Aug 13, 2025 to Mar 26, 2026
  • State-registered IARs · 10 to 12
    Aug 13, 2025 to Mar 26, 2026
  • Private funds · 9 to 10
    Aug 13, 2025 to Mar 26, 2026
  • Discretionary RAUM · $811M to $1.0B
    Aug 13, 2025 to Mar 26, 2026
  • HNW RAUM · $370M to $451M
    Aug 13, 2025 to Mar 26, 2026
  • Individual RAUM · $414M to $540M
    Aug 13, 2025 to Mar 26, 2026
  • Pooled vehicle RAUM · $22.5M to $26.6M
    Aug 13, 2025 to Mar 26, 2026
  • RAUM · $811M to $1.0B
    Aug 13, 2025 to Mar 26, 2026
  • Financial planning clients · 101-250 to 101-250
    Mar 31, 2025 to Jul 24, 2025
  • Accounts · 4,115 to 4,118
    Jul 12, 2024 to Mar 31, 2025
  • Advisory employees · 11 to 12
    Jul 12, 2024 to Mar 31, 2025
  • Charity clients · 4 to 8
    Jul 12, 2024 to Mar 31, 2025
  • HNW clients · 203 to 234
    Jul 12, 2024 to Mar 31, 2025
  • Individual clients · 1,397 to 1,551
    Jul 12, 2024 to Mar 31, 2025
  • Pension plan clients · 1.0 to unset
    Jul 12, 2024 to Mar 31, 2025
  • Pooled vehicle clients · unset to 9.0
    Jul 12, 2024 to Mar 31, 2025
  • Assets in custody · $177M to $153M
    Jul 12, 2024 to Mar 31, 2025
  • Employees · 22 to 26
    Jul 12, 2024 to Mar 31, 2025
  • State-registered IARs · 8 to 10
    Jul 12, 2024 to Mar 31, 2025
  • Other offices · 4 to 5
    Jul 12, 2024 to Mar 31, 2025
  • Private funds · unset to 9
    Jul 12, 2024 to Mar 31, 2025
  • Discretionary RAUM · $612M to $811M
    Jul 12, 2024 to Mar 31, 2025
  • HNW RAUM · $279M to $370M
    Jul 12, 2024 to Mar 31, 2025
  • Individual RAUM · $330M to $414M
    Jul 12, 2024 to Mar 31, 2025
  • Pension RAUM · 253854.0 to unset
    Jul 12, 2024 to Mar 31, 2025
  • Pooled vehicle RAUM · unset to 22512000.0
    Jul 12, 2024 to Mar 31, 2025
  • RAUM · $612M to $811M
    Jul 12, 2024 to Mar 31, 2025
  • Related insurance company · true to false
    Jul 12, 2024 to Mar 31, 2025
  • Wrap assets (manager) · 0.0 to unset
    Mar 28, 2024 to Jul 1, 2024
  • Wrap assets (sponsor) · 0.0 to unset
    Mar 28, 2024 to Jul 1, 2024
  • Accounts · 3,608 to 4,115
    Aug 10, 2023 to Mar 27, 2024
  • Advisory employees · 9 to 11
    Aug 10, 2023 to Mar 27, 2024
  • Charity clients · 2 to 4
    Aug 10, 2023 to Mar 27, 2024
  • Corporate clients · unset to 4.0
    Aug 10, 2023 to Mar 27, 2024
  • HNW clients · 84 to 203
    Aug 10, 2023 to Mar 27, 2024
Signals
25 dated events
  • Vantage Financial Partners, Llc no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $1.0B)
    Jul 1, 2026 · Left the SEC roster · derived
  • Jesse Allen Niederbaumer left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-02)
    Jun 8, 2026 · Advisor changed firm · fact
  • Philip Mark Nybroten left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • Rachel Ann Pease left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • Jeremy James Gardner left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • Michael Phillip Franks left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • Andrew Allen Meyer left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-03)
    Apr 29, 2026 · Advisor changed firm · fact
  • Christopher Kendall Johnson left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-05-29)
    Apr 29, 2026 · Advisor changed firm · fact
  • Thomas W. Titus left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • Konstantinos Georje Georgostathis left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)
    Apr 29, 2026 · Advisor changed firm · fact
  • 4 advisors left Vantage Financial Partners, LLC (Elm Grove, WI) for Northrock Partners, LLC on the same day
    Apr 29, 2026 · Team lift-out · derived
  • 4 advisors left Vantage Financial Partners, LLC (Loveland, OH) for Northrock Partners, LLC on the same day
    Apr 29, 2026 · Team lift-out · derived
  • Adam Heath Walter left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-14)
    Apr 10, 2026 · Advisor changed firm · fact
  • 2 advisors left Vantage Financial Partners, LLC (Huron, SD) for Northrock Partners, LLC on the same day
    Apr 10, 2026 · Team lift-out · derived
  • Matthew David Niederbaumer left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-14)
    Apr 10, 2026 · Advisor changed firm · fact
  • Abram Isaiah Collaguazo left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-14)
    Apr 10, 2026 · Advisor changed firm · fact
  • Vantage Financial Partners, Llc reported RAUM $1.0B, up 26% from $810.7M (2025-08-13 to 2026-03-26)
    Mar 26, 2026 · RAUM change · derived
  • Vantage Financial Partners, Llc reported RAUM $810.7M, up 32% from $612.1M (2024-07-12 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • Jarrod Dean Hart left Vantage Financial Partners, Llc for Mariner Independent (registered 2024-09-04)
    Aug 20, 2024 · Advisor changed firm · fact
  • Vantage Financial Partners, Llc reported RAUM $612.1M, up 42% from $431.3M (2023-08-10 to 2024-03-27)
    Mar 27, 2024 · RAUM change · derived
  • 2 advisors left Ameriprise Financial Services, LLC (Youngstown, OH) for Vantage Financial Partners, LLC a day apart
    Oct 31, 2023 · Team lift-out · derived
  • Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of Vantage Financial Partners, Llc (listed 2021-07-14, absent 2021-08-18)
    Aug 18, 2021 · Control person left · inference
  • Allen Andrew Meyer (Managing Member) appeared on Schedule A of Vantage Financial Partners, Llc
    Aug 18, 2021 · Control person joined · fact
  • Allen Jesse Niederbaumer (Managing Member And Chief Compliance Officer) appeared on Schedule A of Vantage Financial Partners, Llc
    Aug 18, 2021 · Control person joined · fact
  • Vania Advisors, Llc filed its initial SEC registration (Form ADV)
    Jul 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026