DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••
Not a lift-out: both firms report W••••••••• Group, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Prestifilippo | Morristown, Nj | Mar 9, 2026 | Jun 3, 2026 |
| Robert Charles Keating | Morristown, Nj | Mar 9, 2026 | Jun 3, 2026 |
The rule
- Registrations ended
- Mar 9, 2026
- Registered next
- Jun 3, 2026
- Branch state
- NJ
- Cities
- 1, most in Morristown, Nj
- Registered there that day
- 23 (people still on IAPD; an estimate)
- Share of that headcount
- 8.7%
- One enterprise because
- both firms report W••••••••• Group, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape