RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••••••
- W••••••••• I••••••••• M••••••••• L•• independent RIA currentsince Jun 3, 2026 · Omaha, Ne
- W••••••••• P••••••• independent RIAJun 23, 2020 to Mar 9, 2026 · Morristown, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to May 25, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDJan 4, 2011 to Jul 13, 2018 · Morristown, Nj
- W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••left Mar 9, 2026, registered Jun 3, 2026 (86 days) · channel change inside one enterprise, not a move · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to W••••••••• P•••••••left May 25, 2020, registered Jun 23, 2020 (29 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address