DFX Intelligence

RIA Intelligence

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Firm absorbed

15 advisors left P•••••• P••••••• for C••••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Duncan PorterMenlo Park, CaMar 31, 2023Jan 20, 2023
Andrew Ferris BootheMenlo Park, CaMar 31, 2023Jan 20, 2023
April Michelle SullivanMenlo Park, CaMar 31, 2023Jan 20, 2023
Catherine Ann PittsMenlo Park, CaMar 31, 2023Jan 20, 2023
Connor John LightfieldMenlo Park, CaMar 31, 2023Jan 20, 2023
Danning ZhaoMenlo Park, CaMar 31, 2023Jan 20, 2023
Emily Nicole WiserMenlo Park, CaMar 31, 2023Jan 20, 2023
Jeffrey Nmn LinMenlo Park, CaMar 31, 2023Jan 20, 2023
Jonathan Smith RushtonMenlo Park, CaMar 31, 2023Jan 20, 2023
Kc Richard CorkeryMenlo Park, CaMar 31, 2023Jan 20, 2023
Matthew Jordan SantosMenlo Park, CaMar 31, 2023Aug 13, 2025
Owen David RosebeckMenlo Park, CaMar 31, 2023Jan 20, 2023
Sean Robert WalpertMenlo Park, CaMar 31, 2023Jan 20, 2023
Steven Robinson RehmusMenlo Park, CaMar 31, 2023Jan 20, 2023
Zachary Aaron HerlickMenlo Park, CaMar 31, 2023Jan 20, 2023
The rule
Registrations ended
Mar 31, 2023
Registered next
Jan 20, 2023 to Aug 13, 2025
Branch state
CA
Cities
1, most in Menlo Park, Ca
Registered there that day
16 (people still on IAPD; an estimate)
Share of that headcount
94%
Succession by the destination
a succession within a year (Oct 20, 2023), not necessarily this firm
Other teams out of P•••••• P•••••••Other teams into C••••••