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Firm absorbed

4 advisors left R•••• W••••• G•••• L•• for R•••••••• S•••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Derek Jeffrey ScarthDenver, CoAug 28, 2024Jul 30, 2024
Joshua Nmn FreedmanDenver, CoAug 28, 2024Jul 31, 2024
Rebecca E NeilsDenver, CoAug 28, 2024Jul 30, 2024
Shawn Patrick WallaceDenver, CoAug 28, 2024Jul 31, 2024
The rule
Registrations ended
Aug 28, 2024
Registered next
Jul 30, 2024 to Jul 31, 2024
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
80%
Succession by the destination
none on the tape