DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R•••••••• S•••••••

Independent wealth managerSan Francisco, CaliforniaCRD 289977SEC 801-111814website IAPD

Legal name R•••••••• S••••••• W••••• M••••••••• L••

Latest filing Sep 4, 2026

First filing on the tape Sep 7, 2017 · 77 filings

SEC status approved since Oct 11, 2017

RAUM

$8.8B

reported, Item 5.F

Discretionary

80%

of RAUM

Private clients

81%

$7.1B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$123M

derived; firm RAUM over IAPD count

Employees

118

67 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

77 filings and snapshots on the tape

RAUM$8.8B as of Apr 1, 2026

Mar 30, 2018$512M then

HNW client RAUM$6.7B as of Apr 1, 2026

Mar 30, 2018$477M then

State-registered IARs (5.B.3)66 as of Apr 1, 2026

Mar 30, 20187 then

Employees (5.A)118 as of Apr 1, 2026

Mar 30, 20189 then

Private funds4 as of Mar 31, 2021

Mar 30, 20187 then

RAUM +23% over the last fiscal year+33% a year over threeIARs 63 to 66offices 25 to 26

Practice profile

derived from the filing of Sep 4, 2026; every figure names its basis

Archetypes, each a printed rule

Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $123MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 31derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.4MderivedHNW RAUM over HNW clients
Average account: $1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 80%derivedof RAUM
Institutional: 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 2.6derived27 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: +4.8%derivedItem 5.B.3 between annual amendments
Client growth, one year: +12%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 1,500reportedItem 5.H
Custody: $3.8B, 1,784 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$6.7B77%
Pension and profit-sharing plans$1.4B16%
Individuals$380M4.3%
Corporations and businesses$156M1.8%
Charitable organizations$119M1.4%

Individual clients: 980reported
HNW clients: 1,256reported
Pension plan clients: 38reported
Charitable clients: 10reported
Accounts: 8,592reported
Financial planning clients: 1,500reported
Wrap fee programs: noreported
Custody of client assets: $3.8B for 1,784 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.81 fund_share=0.0 institutional_share=0.17 related_bd=true related_bank=false bd_reps=27.0derived

Advisors registered through the firm

71 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••••••• G••••••• R•••••••	Menlo Park, Ca	Jun 22, 2018	22 y	3
J•••• M•••••• T••••••	West Palm Beach, Fl	Jun 22, 2018	42 y	3
M•••••• J••• Z•••••••••	San Rafael, Ca	Jun 22, 2018	12 y	1
D••••• R••••• R•••••••	San F••••••Co, Ca	Jun 22, 2018	23 y	3
B•••• W•••••• P•••Chartered Financial Analyst	Boise, Id	May 31, 2019	16 y	1
J•••• N•••• S•••••••Certified Financial Planner	San F••••••Co, Ca	May 31, 2019	39 y	1
E••• R••••••• B••	Ketchum, Id	May 31, 2019	25 y	1
K•••• R•••••• T••••Certified Financial Planner	San F••••••Co, Ca	Sep 26, 2019	11 y	3
F•••• T••••• C••••••Certified Financial Planner	San F••••••Co, Ca	Sep 26, 2019	13 y	2
J••• C•••• B•••••••Certified Financial Planner	San Rafael, Ca	Mar 3, 2020	34 y	2
Z•••••• W••••• P••••Chartered Financial Analyst	San F••••••Co, Ca	Mar 3, 2020	12 y	2
P••••• H•••• F•••••••Certified Financial Planner	San F••••••Co, Ca	Apr 1, 2020	22 y	5
M•••••• D••• R•••••••	San F••••••Co, Ca	Oct 2, 2020	29 y	2
L••••• M• S•••••Certified Financial Planner	Denver, Co	Dec 1, 2020	30 y	0
C••••••••• L•••• K••••	Houston, Tx	Jan 29, 2021	31 y	5
A••••••• B••••Certified Financial Planner	Houston, Tx	Jan 29, 2021	12 y	3
A••••• B• D•••••Certified Financial Planner	New York, Ny	Aug 30, 2021	11 y	0
S••••• K•••	New York, Ny	Sep 14, 2021	13 y	0
W•••••• R•••••• P•••••••Certified Financial Planner	Boise, Id	Sep 17, 2021	32 y	3
J••• G••••• M•••••	Ketchum, Id	Sep 27, 2021	34 y	1
R••• L••• T•••••	San F••••••Co, Ca	Oct 6, 2021	45 y	1
K•••• L••• M•••••••••Chartered Financial Analyst, Chartered Investment Counselor	Pasadena, Ca	Oct 11, 2021	23 y	3
R•••• V•••• M••••••Chartered Financial Analyst	San F••••••Co, Ca	Oct 26, 2021	13 y	0
D••••• T•••••• A••••Certified Financial Planner, Chartered Financial Analyst	New York, Ny	Oct 28, 2021	11 y	0
M•••• T•••••••• V•••	San F••••••Co, Ca	Nov 19, 2021	10 y	0
K•••• L•••••	San F••••••Co, Ca	Dec 1, 2021	28 y	4
M••••• F•••••••••Certified Financial Planner	San F••••••Co, Ca	Dec 20, 2021	10 y	0
E••• K•••	Ketchum, Id	Sep 28, 2022	26 y	0
V••••••• J• J•••Certified Financial Planner	San F••••••Co, Ca	Nov 1, 2022	18 y	0
J•••• L•• S•••••Certified Financial Planner	Lincoln, Ma	Dec 9, 2022	10 y	1
B•••••• E• F•••Certified Financial Planner	Lincoln, Ma	Dec 9, 2022	19 y	1
A•• D••••••	San F••••••Co, Ca	Dec 13, 2022	12 y	1
D•••• B••••• M•••••	San F••••••Co, Ca	Dec 14, 2022	22 y	2
J••• O•••••• L••Certified Financial Planner	San Ramon, Ca	Dec 16, 2022	28 y	5
M•••••• A••••• L••Certified Financial Planner	San F••••••Co, Ca	Dec 16, 2022	11 y	1
J••• L• G•••••••Chartered Financial Analyst	San F••••••Co, Ca	Mar 29, 2023	25 y	2
T••••• F•••••• H•••••••••	Madison, Nj	Jul 11, 2023	25 y	2
J••••• P•••••• D••••••	San F••••••Co, Ca	Oct 3, 2023	22 y	3
T••••• B••••	Wilson, Wy	Nov 5, 2023	11 y	1
M•••••• T•••	New York, Ny	Jan 5, 2024	13 y	0

All 71 advisors at R•••••••• S•••••••

Advisor movement

0 left, 8 joined in 12 months

net +8 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

H••• L••• to J••• M••••• S••••••••• L••
Aug 12, 2025 · RIA to wirehouse
H•••• L••• H•••••••• to L•••
Jun 3, 2024 · RIA to RIA

Joined, latest

J••• R•••••• H••••• from T• R••• P•••• A••••••••• I•••
Sep 4, 2026 · Other
J••••• C• Y•••• from B•••••••••
Aug 5, 2026 · RIA to RIA
B•••• B••• K•••• from J••• M••••• S••••••••• L••
Jul 21, 2026 · Wirehouse to independent RIA
M•••• T•••••• G••••••••• from H•••••••• A•••••••• L••
Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
C•••• B••• N••••• from H•••••••• A•••••••• L••
Oct 9, 2025 · Affiliated broker-dealer or bank to independent RIA
H••••• N•••• from H•••••••• A•••••••• L••
Oct 8, 2025 · Affiliated broker-dealer or bank to independent RIA
R•••••• S••••• L•••• from H•••••••• A•••••••• L••
Oct 7, 2025 · Affiliated broker-dealer or bank to independent RIA
C•••••• A••••••• S••••••• from R••••••••• C•••••• M•••••••••
Sep 30, 2025 · Affiliated broker-dealer or bank to independent RIA
L••• D•••• A••••••• from B•••••• W••••• P•••••••• L••
Jul 30, 2025 · RIA to RIA
M•••••• J•••• C••••• from J••• M••••• P•••••• W••••• A••••••• L••
Jan 27, 2025 · Other
T••••• R••••• C•••••••• from C••• W••••• M••••••••• I•••
Oct 7, 2024 · RIA to RIA
J••• P•••••• D••• from C••• W••••• M••••••••• I•••
Oct 4, 2024 · RIA to RIA
D••••• A•••• Z•••••••• from C••• W••••• M••••••••• I•••
Oct 3, 2024 · RIA to RIA
G••••• C•••••• G•••••• from R•••• W••••• G•••• L••
Aug 7, 2024 · RIA to RIA
J••••• N•• F••••••• from R•••• W••••• G•••• L••
Jul 31, 2024 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from H•••••••• A•••••••• L••
Sep 30, 2025 · Providence, Ri
3 joined from C••• W••••• M••••••••• I•••
Oct 25, 2024 · Hawthorn Woods, Il · Firm absorbed
4 joined from R•••• W••••• G•••• L••
Aug 28, 2024 · Denver, Co · Firm absorbed
3 joined from R••• C•••••• M•••••••••
Aug 26, 2024 · Lake Oswego, Or · Firm absorbed
2 joined from H•••••••• A•••••••• L••
Feb 29, 2024 · Chicago, Il
2 joined from V•••• C••••••• L••
Dec 20, 2022 · Waltham, Ma
2 joined from C••••••••• C•••••• L••
Feb 2, 2021 · Houston, Tx
2 joined from B••• B•••• F•••••••• A•••••••• L••
Nov 26, 2019 · Holmdel, Nj

Teams out Teams in

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•••••••• S••••••• R•••• L••no longer reported	Venture Capital Fund	$10.4M	77	Mar 30, 2016
R•••••••• S••••••• S•••• L••no longer reported	Venture Capital Fund	$6.5M	74	Mar 30, 2016
R•••••••• S••••••• L••••••••• L••no longer reported	Venture Capital Fund	$3.2M	86	Mar 30, 2016
R•••••••• S••••••• S••••••••• L••no longer reported	Venture Capital Fund	$117,877	20	Mar 30, 2016
R•••••••• S••••••• T• L••no longer reported	Venture Capital Fund	$56,723	27	Mar 30, 2016
R•••••••• S••••••• S••••• L••no longer reported	Venture Capital Fund	$0	53	Mar 30, 2016
R•••••••• S••••••• C•••••••• D••• L••no longer reported	Venture Capital Fund	$0	24	Mar 30, 2016

Owners and control persons

Schedule A and B, latest filing

B••••••••• R••••••• · Chief Executive Officercontrol
since 09/2020 · owns less than 5%
C••••• V••••• · Chief Operating Officercontrol
since 06/2018 · owns less than 5%
C•••••• M••••••• J•••• · Chief Compliance Officercontrol
since 06/2018 · owns less than 5%
K•••• S••••• · Chief Investment Officercontrol
since 09/2020 · owns less than 5%
W••••••••• D•••• · Chief Financial Officercontrol
since 05/2018 · owns less than 5%
B•••••••• G••••• · Sole Membercontrol
since 08/2019 · owns 75% or more of L•• P••••••• ••••••••• L•
B•••••••• G••••• · M•••••• & Sole Membercontrol
since 04/2016 · owns 75% or more of L••• A•• C•••••• G• L••
B•••••••• G••••• · M••••••control
since 08/2017 · owns F of L•• R• M••••••• L••
W••••••• W••••••• T•••• · Presidentcontrol
since 06/2017 · owns F of L•• I•• • R• L••

Entity owners

R•••••••• S••••••• H•••••••• L•• · Managing Member
direct · owns 75% or more
L•• H••••••• ••••••••• L• · Sole Member
indirect · owns 75% or more of L•• R• M••••••• L••
L•• I•• • R• L•• · Unit Holder
indirect · owns 50% to 75% of R•••••••• S••••••• H•••••••• L••
L•• P••••••• ••••••••• L• · Member
indirect · owns 75% or more of L•• H••••••• ••••••••• L•
L•• R• M••••••• L•• · Sole M••••••
indirect · owns F of L•• I•• • R• L••
L••• A•• C•••••• G• L•• · General Partner
indirect · owns F of L•• H••••••• ••••••••• L•
L••• A•• C•••••• G• L•• · General Partner
indirect · owns F of L•• P••••••• ••••••••• L•

Related persons

Schedule D 7.A

4•• I•••••••• S••••••••• L••
real estaten
L•• F••• I• G• L••
pooled vehicle sponsorn
L•• R• M••••••• L••
pooled vehicle sponsory
L••• A•• C•••••• L•
investment adviserpooled vehicle sponsornRAUM $867M
R•••••••• S••••••• C•••••• M••••••• L••
broker-dealern

Advisers that list R•••••••• S••••••• as a related person

290245 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined
San F••••••Co, Ca · principal	71	12
New York, Ny	12	2
Denver, Co	6	1
Ketchum, Id	5	0
Westport, Ct	4	2
Lincoln, Ma	4	0
South Kingstown, Ri	3	3
North Barrington, Il	3	0
Austin, Tx	2	1
Boise, Id	2	0
Colorado Springs, Co	2	1
Holmdel, Nj	2	0
Houston, Tx	2	0
Lake Oswego, Or	2	0
Menlo Park, Ca	2	0
San Rafael, Ca	2	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 4 since 2015, 1 in 24 monthsderived
Advisors acquired: 15derived
Still registered after 90 days: 67% of 15derived
After 180 days: 100% of 15derived
After 365 days: 100% of 15derived
After 730 days: 100% of 12derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

New York, NY11 employees
Ketchum, ID5 employees
Lincoln, MA4 employees
Holmdel, NJ3 employees
Boise, ID2 employees
Menlo Park, CA2 employees
Houston, TX2 employees
Burlingame, CA2 employees
San Ramon, CA2 employees
Westport, CT2 employees
, 1 employees
Austin, TX1 employees
Madison, NJ1 employees
Novato, CA1 employees
Pasadena, CA1 employees
Santa Rosa, CA1 employees
W•••••, WY1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 4, 2026
W••••••• W••••••• T•••• (PRESIDENT) left Schedule A between the filings of 2022-03-31 and 2026-09-04
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 4, 2026
B•••••••• G••••• (M••••••) left Schedule A between the filings of 2022-03-31 and 2026-09-04
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Apr 1, 2026 to Sep 4, 2026
Succession · false to unset
Apr 1, 2026 to Sep 4, 2026
Accounts · 7,419 to 8,592
Feb 12, 2026 to Mar 31, 2026
Advisory employees · 63 to 67
Feb 12, 2026 to Mar 31, 2026
BD registered reps · 22 to 27
Feb 12, 2026 to Mar 31, 2026
Charity clients · 11 to 10
Feb 12, 2026 to Mar 31, 2026
Corporate clients · 14 to 11
Feb 12, 2026 to Mar 31, 2026
HNW clients · 1,075 to 1,256
Feb 12, 2026 to Mar 31, 2026
Individual clients · 922 to 980
Feb 12, 2026 to Mar 31, 2026
Assets in custody · $2.8B to $3.8B
Feb 12, 2026 to Mar 31, 2026
Employees · 113 to 118
Feb 12, 2026 to Mar 31, 2026
Insurance-licensed employees · 1 to 0
Feb 12, 2026 to Mar 31, 2026
State-registered IARs · 63 to 66
Feb 12, 2026 to Mar 31, 2026
Other offices · 27 to 26
Feb 12, 2026 to Mar 31, 2026
Discretionary RAUM · $5.6B to $7.0B
Feb 12, 2026 to Mar 31, 2026
HNW RAUM · $5.3B to $6.7B
Feb 12, 2026 to Mar 31, 2026
Individual RAUM · $358M to $380M
Feb 12, 2026 to Mar 31, 2026
Non-discretionary RAUM · $1.5B to $1.8B
Feb 12, 2026 to Mar 31, 2026
Pension RAUM · $1.2B to $1.4B
Feb 12, 2026 to Mar 31, 2026
RAUM · $7.1B to $8.8B
Feb 12, 2026 to Mar 31, 2026
Other offices · 25 to 27
Jun 30, 2025 to Nov 11, 2025
Financial planning clients · More than 500 to More than 500
May 2, 2025 to Jun 30, 2025
Accounts · 4,536 to 7,419
Aug 8, 2024 to Mar 31, 2025
Advisory employees · 51 to 63
Aug 8, 2024 to Mar 31, 2025
Charity clients · 8 to 11
Aug 8, 2024 to Mar 31, 2025
Corporate clients · 13 to 14
Aug 8, 2024 to Mar 31, 2025
HNW clients · 607 to 1,075
Aug 8, 2024 to Mar 31, 2025
Individual clients · 535 to 922
Aug 8, 2024 to Mar 31, 2025
Pension plan clients · 33 to 38
Aug 8, 2024 to Mar 31, 2025
Assets in custody · $1.9B to $2.8B
Aug 8, 2024 to Mar 31, 2025
Employees · 92 to 113
Aug 8, 2024 to Mar 31, 2025
Financial planning clients · 251-500 to More than 500
Aug 8, 2024 to Mar 31, 2025
State-registered IARs · 49 to 63
Aug 8, 2024 to Mar 31, 2025
Other offices · 24 to 25
Aug 8, 2024 to Mar 31, 2025
Discretionary RAUM · $3.8B to $5.6B
Aug 8, 2024 to Mar 31, 2025
HNW RAUM · $3.5B to $5.3B
Aug 8, 2024 to Mar 31, 2025
Individual RAUM · $201M to $358M
Aug 8, 2024 to Mar 31, 2025
Non-discretionary RAUM · $1.1B to $1.5B
Aug 8, 2024 to Mar 31, 2025
Pension RAUM · $954M to $1.2B
Aug 8, 2024 to Mar 31, 2025
RAUM · $4.9B to $7.1B
Aug 8, 2024 to Mar 31, 2025

Signals

22 dated events

3 advisors left H•••••••• A•••••••• L•• (Providence, RI) for R•••••••• S••••••• on the same day
Sep 30, 2025 · Team lift-out · derived
H••• L••• left R•••••••• S••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-01)
Aug 12, 2025 · Advisor changed firm · fact
R•••••••• S••••••• reported 63 state-registered advisory representatives, up from 49 (2024-08-08 to 2025-03-31)
Mar 31, 2025 · Advisor headcount change · derived
R•••••••• S••••••• reported RAUM $7.1B, up 45% from $4.9B (2024-08-08 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
C••• W••••• M••••••••• I•••'s advisors moved to R•••••••• S••••••• (Hawthorn Woods, IL): 3 of 3 registered, on the same day
Oct 25, 2024 · Firm absorbed (people side) · derived
R•••• W••••• G•••• L••'s advisors moved to R•••••••• S••••••• (Denver, CO): 4 of 5 registered, on the same day
Aug 28, 2024 · Firm absorbed (people side) · derived
R••• C•••••• M•••••••••'s advisors moved to R•••••••• S••••••• (Lake Oswego, OR): 3 of 3 registered, on the same day
Aug 26, 2024 · Firm absorbed (people side) · derived
H•••• L••• H•••••••• left R•••••••• S••••••• for Lido (registered 2025-10-13)
Jun 3, 2024 · Advisor changed firm · fact
R•••••••• S••••••• reported 23 offices beyond its principal office, up from 18 (2023-10-18 to 2024-03-28)
Mar 28, 2024 · Office count change · derived
R•••••••• S••••••• reported RAUM $4.9B, up 34% from $3.7B (2023-10-18 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
2 advisors left H•••••••• A•••••••• L•• (Chicago, IL) for R•••••••• S••••••• within 14 days
Feb 29, 2024 · Team lift-out · derived
R•••••••• S••••••• reported 43 state-registered advisory representatives, up from 31 (2022-12-22 to 2023-03-31)
Mar 31, 2023 · Advisor headcount change · derived
Norbert Carsten Kengeter (Member) no longer on Schedule A of R•••••••• S••••••• (listed 2022-12-22, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
V•••• C••••••• L••'s advisors moved to R•••••••• S••••••• (Waltham, MA): 3 of 4 registered, on the same day
Dec 20, 2022 · Firm absorbed (people side) · derived
R•••••••• S••••••• reported RAUM $3.9B, up 88% from $2.1B (2022-02-18 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
R•••••••• S••••••• reported RAUM $2.1B, up 75% from $1.2B (2021-02-01 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Rajarshi Bhattacharyya (Chief Executive Officer) appeared on Schedule A of R•••••••• S•••••••
Sep 21, 2020 · Control person joined · fact
R•••••••• S••••••• reported RAUM $1.2B, up 120% from $545.8M (2019-07-30 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
Carsten Kengeter (Member) appeared on Schedule A of R•••••••• S•••••••
Mar 30, 2020 · Control person joined · fact
Andrew Cader (Member) no longer on Schedule A of R•••••••• S••••••• (listed 2019-07-30, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
Andrew Cader (Member) appeared on Schedule A of R•••••••• S•••••••
Apr 17, 2019 · Control person joined · fact
R•••••••• S••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Sep 7, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

R•••••••• S••••••• W••••• M••••••••• L•• · Private Equity
shared crd · intermediary
R•••••••• S••••••• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 415-500-6810reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/robertson-stephens-wealth-management-reportedpublic record, Form ADV, Sep 19, 2026
Website: rscapital.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 415-500-6810reportedpublic record, Form ADV, Sep 4, 2026
Contact form: rscapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: rscapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $123Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026