DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• E• N••••

R•••••••• S•••••••independent RIASan Francisco, Ca IA-onlyIAPD 4187848

Certified Financial Planner

Feed of 09/15/2026

Also filed as Rebecca E St Clair

At current firm

2 y

since Jul 30, 2024

In the industry

26 y

since May 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••••• S••••••• independent RIA current
since Jul 30, 2024 · Denver, Co
R•••• W••••• G•••• L•• former
Apr 11, 2024 to Aug 28, 2024 · Denver, Co
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Apr 22, 2024 · Englewood, Co
C•••••• S••••• • C••• I••• national BD
Jul 15, 2002 to Dec 31, 2011 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

R•••• W••••• G•••• L•• to R•••••••• S•••••••
left Aug 28, 2024, registered Jul 30, 2024 (-29 days) · RIA to RIA · moved with a team
S••••• W••••• A•••••••• I••• to R•••• W••••• G•••• L••
left Apr 22, 2024, registered Apr 11, 2024 (-11 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move

Signals

R•••••• E• N•••• left R•••• W••••• G•••• L•• for R•••••••• S••••••• (registered 2024-07-30)
Aug 28, 2024 · Advisor changed firm · fact
R•••••• E• N•••• left S••••• W••••• A•••••••• I••• for R•••• W••••• G•••• L•• (registered 2024-04-11)
Apr 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address