DFX Intelligence
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Team lift-out
2 advisors left S••••••• P•••••• W••••• for C••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Harrison Keller | Los Angeles, Ca | Mar 31, 2023 | Apr 18, 2024 |
| Jeremy A Kisner | Los Angeles, Ca | Mar 31, 2023 | Jan 9, 2023 |
The rule
- Registrations ended
- Mar 31, 2023
- Registered next
- Jan 9, 2023 to Apr 18, 2024
- Branch state
- CA
- Cities
- 2, most in Los Angeles, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm