DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left R•• C•••••• M••••••• L•• for M••••• S••••••

national BDtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
AdvisorBranchLeftRegistered
Ira Howard MarkNew York, NySep 14, 2020Sep 11, 2020
Jonathan Ross FladellNew York, NySep 14, 2020Sep 11, 2020
Michael J BergerNew York, NySep 14, 2020Sep 11, 2020
Ellen Mary FicacciNew York, NySep 23, 2020Sep 11, 2020
Jake AlexisNew York, NySep 29, 2020Oct 6, 2020
The rule
Registrations ended
Sep 14, 2020 to Sep 29, 2020
Registered next
Sep 11, 2020 to Oct 6, 2020
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
2,591 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of R•• C•••••• M••••••• L••Other teams into M••••• S••••••