DFX Intelligence
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Team lift-out
2 advisors left R•• C•••••• M••••••• L•• for M••• S••••• F•••••••• S••••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Clifford G. Wang | Atlanta, Ga | Mar 15, 2024 | Mar 1, 2024 |
| Lawrence William Cummings | Atlanta, Ga | Mar 15, 2024 | Mar 1, 2024 |
The rule
- Registrations ended
- Mar 15, 2024
- Registered next
- Mar 1, 2024
- Branch state
- GA
- Cities
- 1, most in Atlanta, Ga
- Registered there that day
- 3,249 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape