DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
13 advisors left S••••• I••••••••• M••••••••• for F•••• P••••••• W•••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alex W Nielsen | Scottsdale, Az | Oct 23, 2025 | Oct 2, 2025 |
| Douglas R. Rogers | Tucson, Az | Oct 23, 2025 | Oct 9, 2025 |
| Ebersole C Gaines | Scottsdale, Az | Oct 23, 2025 | Oct 2, 2025 |
| Edwin Ned Hopper | Tucson, Az | Oct 23, 2025 | Oct 2, 2025 |
| Hugh Bradley Toland | Tucson, Az | Oct 23, 2025 | Oct 1, 2025 |
| Jed Mathias Brody | Tucson, Az | Oct 23, 2025 | Oct 2, 2025 |
| Ludwell Graham Gaines | Scottsdale, Az | Oct 23, 2025 | Oct 2, 2025 |
| Michael H Arko | Tucson, Az | Oct 23, 2025 | Oct 2, 2025 |
| Noah S Putnam | Tucson, Az | Oct 23, 2025 | Oct 1, 2025 |
| Ryan M Gargol | Tucson, Az | Oct 23, 2025 | Oct 2, 2025 |
| Sara Suzann Alexander | Tucson, Az | Oct 23, 2025 | Oct 2, 2025 |
| Timothy Duane Wilcox | Tucson, Az | Oct 23, 2025 | Oct 1, 2025 |
| Witta Payackapan | Scottsdale, Az | Oct 23, 2025 | Oct 2, 2025 |
The rule
- Registrations ended
- Oct 23, 2025
- Registered next
- Oct 1, 2025 to Oct 9, 2025
- Branch state
- AZ
- Cities
- 2, most in Tucson, Az
- Registered there that day
- 13 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape