DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from E••••• W••••• to E••••• W••••• A•••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brett Adam Lemmon | Walnut Creek, Ca | Jan 4, 2025 | Jan 2, 2025 |
| James Reed Gerber | Walnut Creek, Ca | Jan 4, 2025 | Oct 14, 2024 |
| Jessica Rose Pincus | Berkeley, Ca | Jan 4, 2025 | Aug 1, 2024 |
| Myhanh Tran Hoskin | San Juan Capistrano, Ca | Jan 4, 2025 | Jan 6, 2025 |
The rule
- Registrations ended
- Jan 4, 2025
- Registered next
- Aug 1, 2024 to Jan 6, 2025
- Branch state
- CA
- Cities
- 3, most in San Juan Capistrano, Ca
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 17%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape