DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Earned Wealth Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 24, 2012 · 29 filings
SEC status approved since Jul 10, 2000
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$2.4B individuals and HNW
Advisors
46
registered through the firm on IAPD
RAUM per advisor
$67.5M
derived; firm RAUM over IAPD count
Employees
35
33 advisory (5.B.1)
Offices
24
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.1B as of Mar 30, 2026
Mar 24, 2012$777M then
HNW client RAUM$2.2B as of Mar 30, 2026
Mar 16, 2018$715M then
State-registered IARs (5.B.3)33 as of Mar 30, 2026
Mar 24, 20120 then
Employees (5.A)35 as of Mar 30, 2026
Mar 28, 201320 then
Private funds: no history
RAUM +62% over the last fiscal year+35% a year over threeIARs 20 to 33offices 9 to 24
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $67.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $564,099derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.8derived25 offices incl. principal (1.F.5)
- RAUM growth, one year
- +62%derivedbetween the last two annual amendments
- Advisor growth, one year
- +65%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +40%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $403M, 712 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B70%
- Pension and profit-sharing plans$530M17%
- Individuals$234M7.5%
- Corporations and businesses$156M5.0%
- Insurance companies$11.2M0.4%
- Charitable organizations$8.6M0.3%
- Individual clients
- 877reported
- HNW clients
- 584reported
- Pension plan clients
- 337reported
- Charitable clients
- 4reported
- Accounts
- 5,506reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $403M for 712 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
46 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barry Wilson OliverPersonal Financial Specialist | Walnut Creek, Ca | Sep 10, 1999 | 31 y | 1 |
| John Haden WerhanPersonal Financial Specialist | Walnut Creek, Ca | Feb 22, 2000 | 27 y | 1 |
| David Kristian HarlowPersonal Financial Specialist | Walnut Creek, Ca | Feb 20, 2006 | 21 y | 1 |
| Carson Knudsen HendersonPersonal Financial Specialist | Walnut Creek, Ca | Nov 16, 2010 | 16 y | 1 |
| Jared Mark NelsonPersonal Financial Specialist | Walnut Creek, Ca | Jul 25, 2014 | 19 y | 1 |
| Todd Alan RouleauCertified Financial Planner, Chartered Financial Analyst | Walnut Creek, Ca | Jul 28, 2016 | 25 y | 1 |
| Nicholas Louis Gizzarelli | Walnut Creek, Ca | Jul 23, 2018 | 14 y | 3 |
| Joseph Eugene KalinowskiPersonal Financial Specialist | Walnut Creek, Ca | Nov 17, 2022 | 37 y | 1 |
| Jessica Rose Pincus | Berkeley, Ca | Aug 1, 2024 | 13 y | 3 |
| Brett Adam Lemmon | Walnut Creek, Ca | Jan 2, 2025 | 11 y | 1 |
| Ryan Trevor Mcclellan | Walnut Creek, Ca | Jan 5, 2025 | 12 y | 2 |
| William Gerald MartinChartered Financial Analyst | Wichita, Ks | Jan 5, 2025 | 35 y | 1 |
| Caitlin Marie HowertonCertified Financial Planner | Walnut Creek, Ca | Jan 6, 2025 | 10 y | 3 |
| Myhanh Tran HoskinCertified Financial Planner | San Juan Capistrano, Ca | Jan 6, 2025 | 32 y | 2 |
| Seema Saini | Hercules, Ca | May 6, 2025 | 15 y | 0 |
| Pooja Agarwal | Walnut Creek, Ca | May 6, 2025 | 19 y | 0 |
| Navjeet Singh Chahal | Walnut Creek, Ca | May 20, 2025 | 19 y | 0 |
| Denise Ann Mitchell | Walnut Creek, Ca | May 22, 2025 | 30 y | 0 |
| Shawn Dean Stifle | Walnut Creek, Ca | May 22, 2025 | 31 y | 0 |
| Ana Karen Chena Davila | Walnut Creek, Ca | May 22, 2025 | 10 y | 0 |
| Sunita Pathak | Walnut Creek, Ca | Jun 24, 2025 | 16 y | 0 |
| Dilnoor Kaur | Walnut Creek, Ca | Jun 25, 2025 | 10 y | 0 |
| Shamitoj Sandhu | Hercules, Ca | Jun 25, 2025 | 12 y | 0 |
| Nitu Kumar | Walnut Creek, Ca | Jun 25, 2025 | 10 y | 0 |
| Tyler Braxton Bayless-Edwards | Walnut Creek, Ca | Aug 7, 2025 | 10 y | 1 |
| Gilbert Elliot CottoCertified Financial Planner | Streetsboro, Oh | Aug 15, 2025 | 27 y | 0 |
| Jonathan Faynik | Charlotte, Nc | Aug 18, 2025 | 11 y | 2 |
| Jeanette Lynn BeattyCertified Financial Planner | Westminster, Co | Aug 28, 2025 | 16 y | 2 |
| Patrick Lee Beaman | New Orleans, La | Sep 11, 2025 | 28 y | 4 |
| Thomas Anthony Walker | Ojai, Ca | Oct 16, 2025 | 19 y | 5 |
| Shazia Khateeb | Walnut Creek, Ca | Oct 29, 2025 | 14 y | 0 |
| Devin Gregory Clare | Walnut Creek, Ca | Nov 19, 2025 | 11 y | 1 |
| Adam Nicholas BraunscheidelCertified Financial Planner | Walnut Creek, Ca | Dec 5, 2025 | 16 y | 1 |
| Jason Mahoney Odell | Cincinnati, Oh | Dec 8, 2025 | 28 y | 2 |
| Andrew Michael TaylorCertified Financial Planner | Walnut Creek, Ca | Dec 8, 2025 | 29 y | 2 |
| Harold Michael LewellenCertified Financial Planner | Walnut Creek, Ca | Dec 8, 2025 | 23 y | 1 |
| Robert G PeelmanCertified Financial Planner | Walnut Creek, Ca | Dec 8, 2025 | 23 y | 5 |
| Devon James Hunter | Walnut Creek, Ca | Dec 10, 2025 | 11 y | 1 |
| William Truett Davis | Walnut Creek, Ca | Dec 11, 2025 | 11 y | 1 |
| David Bruce Mandell | Walnut Creek, Ca | Dec 23, 2025 | 30 y | 1 |
Advisor movement
1 left, 15 joined in 12 months
net +14 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 2.2% of current headcount4 left over 36 months
Left, latest
- James Parker Dowell to Vanguard Advisers, Inc.Jan 27, 2026 · RIA to affiliated broker-dealer or bank
- James Reed Gerber to Golden State Wealth Management, LLCJul 15, 2025 · RIA to RIA
- Hussein Elgohary to Mercer Global Advisors Inc.Jun 20, 2025 · RIA to RIA
- Quentin Garrett Stoker to Gallacher Capital Management, LLCNov 13, 2023 · RIA to RIA
- Jay Paul Wirig to Buckingham Strategic Wealth, LLCJul 25, 2018 · RIA to RIA
- Jay W Wirig to Buckingham Strategic Wealth, LLCJul 25, 2018 · RIA to RIA
- Nicholas Louis Gizzarelli to Oriole Advisors, LLCJun 24, 2016 · Other
Joined, latest
- Jacob Quiroz from Abacus Wealth PartnersSep 3, 2026 · RIA to RIA
- Chance Dakota Coker from Edelman Financial EnginesFeb 25, 2026 · RIA to RIA
- Muhammad Naadir Jalill from Fisher InvestmentsFeb 11, 2026 · RIA to RIA
- Gerald M Nowakowski from UBS Financial Services Inc.Feb 11, 2026 · Wirehouse to independent RIA
- Barrett Thomas Gray from Choreo, LLCJan 8, 2026 · RIA to RIA
- David Bruce Mandell from Ojm Group, LLCDec 23, 2025 · RIA to RIA
- William Truett Davis from Beacon Pointe Advisors, LLCDec 11, 2025 · RIA to RIA
- Devon James Hunter from Focus Partners Wealth, LLCDec 10, 2025 · RIA to RIA
- Robert G Peelman from Ojm Group, LLCDec 8, 2025 · RIA to RIA
- Jason Mahoney Odell from Ojm Group, LLCDec 8, 2025 · RIA to RIA
- Harold Michael Lewellen from Ojm Group, LLCDec 8, 2025 · RIA to RIA
- Andrew Michael Taylor from Ojm Group, LLCDec 8, 2025 · RIA to RIA
- Adam Nicholas Braunscheidel from Ojm Group, LLCDec 5, 2025 · RIA to RIA
- Devin Gregory Clare from Rovin CapitalNov 19, 2025 · RIA to RIA
- Thomas Anthony Walker from Empower Advisory Group, LLCOct 16, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Ojm Group, LLCDec 11, 2025 · Cincinnati, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Logan Alexandra Garabedian · Chief Experience & Product Officercontrolsince 09/2025 · owns less than 5%
- Entzu-Chang Joy Lai · Chief Growth Officercontrolsince 01/2025 · owns less than 5%
- Gerald William Martin · Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- Wilson Barry Oliver · Chief Compliance Officercontrolsince 02/2004 · owns 10% to 25%
Entity owners
- Earned Wealth Operating · Ownerdirect · owns 75% or more
- Earned Wealth Operating Company, Inc. · Ownerdirect · owns 75% or more
- Earned Wealth Holdings Gp, LLC · General Partnerindirect · owns F of Earned Wealth Holdings, L.P.
- Earned Wealth Holdings, L.P. · Ownerindirect · owns 75% or more of Earned Wealth Intermediate Holdings, Inc.
- Earned Wealth Intermediate Holdings, Inc. · Ownerindirect · owns 75% or more of Earned Wealth Operating Company, Inc.
Related persons
Schedule D 7.A
- Earned Wealthinvestment advisernRAUM $107M
- Pensionone Advisors, Inc.LP sponsory
- Td Advisors LLCinsurancen
Advisers that list Earned Wealth Advisors, LLC as a related person
- 316933 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walnut Creek, Ca · principal | 45 | 17 | 1 | ||
| Hercules, Ca | 7 | 0 | 0 | ||
| Cincinnati, Oh | 5 | 5 | 0 | ||
| Charlotte, Nc | 2 | 1 | 0 | ||
| Denver, Co | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- new owner headcount expandsCombination · filing Mar 30, 2026EARNED WEALTH OPERATING joined Schedule A on the filing of 2026-03-30; advisors 20.0 to 33.0 between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- growth on all axesCombination · filing Mar 30, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $1,916,730,533 to $3,105,927,342, advisors 20 to 33, private clients 1040 to 1461, offices 9 to 24 (2025-03-28 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 30, 2026advisory representatives (Item 5.B.3) moved from 20.0 to 33.0 (+65.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 97% percentile
- control person changedChange between filings · filing Mar 30, 2026MARTIN, WILLIAM, GERALD (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-23 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026GARABEDIAN, ALEXANDRA, LOGAN (CHIEF EXPERIENCE & PRODUCT OFFICER) appeared on Schedule A between the filings of 2024-07-23 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026LAI, JOY, ENTZU-CHANG (CHIEF GROWTH OFFICER) appeared on Schedule A between the filings of 2024-07-23 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026OLIVER, BARRY, WILSON (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-23 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 9.0 to 24.0 (+167.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (379 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,916,730,533 to $3,105,927,342 (+62.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 95% percentile
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 3,544.0 to 5,506.0 (+55.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 3,544 to 5,506Dec 19, 2025 to Mar 30, 2026
- Advisory employees · 28 to 33Dec 19, 2025 to Mar 30, 2026
- BD registered reps · 1 to 0Dec 19, 2025 to Mar 30, 2026
- Corporate clients · 3 to 71Dec 19, 2025 to Mar 30, 2026
- HNW clients · 346 to 584Dec 19, 2025 to Mar 30, 2026
- Individual clients · 694 to 877Dec 19, 2025 to Mar 30, 2026
- Pension plan clients · 279 to 337Dec 19, 2025 to Mar 30, 2026
- Assets in custody · $304M to $403MDec 19, 2025 to Mar 30, 2026
- Employees · 39 to 35Dec 19, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 11-25Dec 19, 2025 to Mar 30, 2026
- State-registered IARs · 20 to 33Dec 19, 2025 to Mar 30, 2026
- Other offices · 20 to 24Dec 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.9B to $3.1BDec 19, 2025 to Mar 30, 2026
- HNW RAUM · $1.3B to $2.2BDec 19, 2025 to Mar 30, 2026
- Individual RAUM · $203M to $234MDec 19, 2025 to Mar 30, 2026
- Pension RAUM · $397M to $530MDec 19, 2025 to Mar 30, 2026
- RAUM · $1.9B to $3.1BDec 19, 2025 to Mar 30, 2026
- Advisory employees · 20 to 28Nov 7, 2025 to Dec 19, 2025
- Advisory activities · 5 to 7Nov 7, 2025 to Dec 19, 2025
- BD registered reps · 0 to 1Nov 7, 2025 to Dec 19, 2025
- Employees · 24 to 39Nov 7, 2025 to Dec 19, 2025
- Other offices · 15 to 20Nov 7, 2025 to Dec 19, 2025
- Other offices · 13 to 15Aug 27, 2025 to Nov 7, 2025
- Other offices · 9 to 13Mar 28, 2025 to Aug 27, 2025
- Accounts · 2,614 to 3,544Jan 3, 2025 to Mar 28, 2025
- Corporate clients · 2 to 3Jan 3, 2025 to Mar 28, 2025
- HNW clients · 283 to 346Jan 3, 2025 to Mar 28, 2025
- Individual clients · 532 to 694Jan 3, 2025 to Mar 28, 2025
- Pension plan clients · 261 to 279Jan 3, 2025 to Mar 28, 2025
- Assets in custody · $231M to $304MJan 3, 2025 to Mar 28, 2025
- Employees · 25 to 24Jan 3, 2025 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Jan 3, 2025 to Mar 28, 2025
- State-registered IARs · 12 to 20Jan 3, 2025 to Mar 28, 2025
- Other offices · 11 to 9Jan 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.4B to $1.9BJan 3, 2025 to Mar 28, 2025
- HNW RAUM · $923M to $1.3BJan 3, 2025 to Mar 28, 2025
- Individual RAUM · $110M to $203MJan 3, 2025 to Mar 28, 2025
- Pension RAUM · $348M to $397MJan 3, 2025 to Mar 28, 2025
- RAUM · $1.4B to $1.9BJan 3, 2025 to Mar 28, 2025
- Advisory employees · 11 to 20Dec 11, 2024 to Jan 3, 2025
Signals
18 dated events
- Earned Wealth Advisors, Llc reported 33 state-registered advisory representatives, up from 20 (2025-12-19 to 2026-03-30)Mar 30, 2026 · Advisor headcount change · derived
- Earned Wealth Advisors, Llc reported RAUM $3.1B, up 62% from $1.9B (2025-12-19 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- James Parker Dowell left Earned Wealth Advisors, Llc for Vanguard Advisers, Inc. (registered 2026-03-05)Jan 27, 2026 · Advisor changed firm · fact
- Earned Wealth Advisors, Llc reported 20 offices beyond its principal office, up from 15 (2025-11-07 to 2025-12-19)Dec 19, 2025 · Office count change · derived
- Ojm Group, LLC's advisors moved to Earned Wealth Advisors, LLC (Cincinnati, OH): 5 of 6 registered, on the same dayDec 11, 2025 · Firm absorbed (people side) · derived
- James Reed Gerber left Earned Wealth Advisors, Llc for Golden State Wealth Management, Llc (registered 2026-04-08)Jul 15, 2025 · Advisor changed firm · fact
- Hussein Elgohary left Earned Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2025-07-31)Jun 20, 2025 · Advisor changed firm · fact
- Earned Wealth Advisors, Llc reported RAUM $1.9B, up 35% from $1.4B (2025-01-03 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Earned Wealth Advisors, Llc reported 11 offices beyond its principal office, up from 1 (2024-12-11 to 2025-01-03)Jan 3, 2025 · Office count change · derived
- Eugene Joseph Kalinowski (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2024-03-15, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Knudsen Carson Henderson (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2024-03-15, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Haden John Werhan (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2024-03-15, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Mark Jared Nelson (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2024-03-15, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Kristian David Harlow (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2024-03-15, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Quentin Garrett Stoker left Earned Wealth Advisors, Llc for Gallacher Capital Management, Llc (registered 2024-01-10)Nov 13, 2023 · Advisor changed firm · fact
- Erwin Steven Leininger (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2019-03-26, absent 2020-02-26)Feb 26, 2020 · Control person left · inference
- Pratt Brent Thomas (Partner) no longer on Schedule A of Earned Wealth Advisors, Llc (listed 2019-03-26, absent 2020-02-26)Feb 26, 2020 · Control person left · inference
- Earned Wealth Advisors, Llc reported RAUM $966.0M, down 26% from $1.3B (2018-09-12 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-656-4362reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/OJMGROUPreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/EARNEDWEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Website
- OJMGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 925.939.2500reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- OJMGROUP.COM/contact/schedule-consultationreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026