DFX Intelligence
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Team lift-out
2 advisors left W•••••• I••••••••• S••••••••• for D••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Novak | Pasadena, Ca | Jun 1, 2023 | Apr 28, 2023 |
| Jacob Williams | Pasadena, Ca | Jun 1, 2023 | Apr 28, 2023 |
The rule
- Registrations ended
- Jun 1, 2023
- Registered next
- Apr 28, 2023
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 231 (people still on IAPD; an estimate)
- Share of that headcount
- 0.9%
- Succession by the destination
- none on the tape