DFX Intelligence
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Team lift-out
2 advisors left C••••••• S••••••••• I••• for C••••••• P•••••• W•••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Howard Louis Margolis | Johnston, Ri | Jul 15, 2020 | Aug 15, 2019 |
| Dallis Khane Goodson | Smithfield, Ri | Jul 23, 2020 | Aug 4, 2020 |
The rule
- Registrations ended
- Jul 15, 2020 to Jul 23, 2020
- Registered next
- Aug 15, 2019 to Aug 4, 2020
- Branch state
- RI
- Cities
- 2, most in Johnston, Ri
- Registered there that day
- 568 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape