DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Citizens Securities, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Narberth, Pa +1	Affiliated broker-dealer or bank to wirehouse	Sep 3, 2026 over 5 d
2	Citizens Securities, Inc. BD affiliated	Morgan Stanley wirehouse	Chestnut Hill, Ma +1	Affiliated broker-dealer or bank to wirehouse	Jul 14, 2026
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Albany, Ny +1	Affiliated broker-dealer or bank to wirehouse	Jun 16, 2026 over 9 d
2	Citizens Securities, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Conshohocken, Pa +1	Affiliated broker-dealer or bank to wirehouse	Jul 11, 2024 over 12 d
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC BD affiliated	South Plainfield, Nj +1	Affiliated broker-dealer or bank to another	Oct 16, 2023
3	Citizens Securities, Inc. BD affiliated	Commonwealth Financial Network national BD	New Kensington, Pa +2	Affiliated broker-dealer or bank to another	Jul 31, 2023
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC BD affiliated	West Mifflin, Pa	Affiliated broker-dealer or bank to another	Jul 21, 2023
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC BD affiliated	Columbus, Oh +1	Affiliated broker-dealer or bank to another	Jul 7, 2023 over 3 d
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Hudson, Ma +1	Affiliated broker-dealer or bank to wirehouse	Jun 30, 2023 over 14 d
2	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Conshohocken, Pa +1	Affiliated broker-dealer or bank to another	May 19, 2023
2	Citizens Securities, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Hudson, Ma +1	Affiliated broker-dealer or bank to another	Jan 20, 2023 over 4 d
2	Citizens Securities, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Johnston, Ri	Affiliated broker-dealer or bank to another	Jan 20, 2023 over 4 d
2	Citizens Securities, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Westwood, Ma +1	Affiliated broker-dealer or bank to wirehouse	Sep 20, 2022 over 10 d
2	Citizens Securities, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Johnston, Ri +1	Affiliated broker-dealer or bank to wirehouse	Aug 25, 2022 over 8 d
2	Citizens Securities, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pittsburgh, Pa +1	Affiliated broker-dealer or bank to wirehouse	Aug 1, 2022 over 9 d
3	Citizens Securities, Inc. BD affiliated	Kestra Private Wealth Services, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 1, 2022
2	Citizens Securities, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Hudson, Nh	Affiliated broker-dealer or bank to another	Jun 21, 2022 over 1 d
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Philadelphia, Pa +1	Affiliated broker-dealer or bank to wirehouse	Jun 3, 2022 over 6 d
2	Citizens Securities, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Marshfield, Ma +1	Affiliated broker-dealer or bank to another	May 31, 2022
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC independent RIA	Williamsville, Ny +1	Affiliated broker-dealer or bank to independent RIA	Apr 29, 2022 over 3 d
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC independent RIA	Monroeville, Pa	Affiliated broker-dealer or bank to independent RIA	Apr 4, 2022
3	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Langhorne, Pa +2	Affiliated broker-dealer or bank to wirehouse	Mar 31, 2022 over 26 d
2	Citizens Securities, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Johnston, Ri	Affiliated broker-dealer or bank to wirehouse	Mar 14, 2022
2	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Johnston, Ri	Affiliated broker-dealer or bank to another	Feb 25, 2022 over 13 d
2	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Fairlawn, Oh +1	Affiliated broker-dealer or bank to another	Feb 16, 2022 over 6 d
2	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Conshohocken, Pa	Affiliated broker-dealer or bank to another	Jan 27, 2022 over 13 d
2	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Hudson, Nh	Affiliated broker-dealer or bank to another	Jan 4, 2022 over 3 d
2	Citizens Securities, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Johnston, Ri	Affiliated broker-dealer or bank to wirehouse	Jan 4, 2022 over 14 d
4	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Johnston, Ri	Affiliated broker-dealer or bank to another	Nov 8, 2021 over 24 d
2	Citizens Securities, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Conshohocken, Pa +1	Affiliated broker-dealer or bank to wirehouse	Oct 22, 2021 over 3 d
3	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Paoli, Pa +2	Affiliated broker-dealer or bank to wirehouse	Oct 15, 2021 over 17 d
3	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Johnston, Ri	Affiliated broker-dealer or bank to another	Sep 27, 2021
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	East Norriton, Pa +1	Affiliated broker-dealer or bank to wirehouse	Sep 14, 2021 over 10 d
3	Citizens Securities, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Bethel Park, Pa +2	Affiliated broker-dealer or bank to wirehouse	Sep 13, 2021 over 14 d
3	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Marshfield, Ma +2	Affiliated broker-dealer or bank to another	Sep 3, 2021 over 14 d
2	Citizens Securities, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Providence, Ri +1	Affiliated broker-dealer or bank to another	Sep 3, 2021 over 7 d
3	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Blue Bell, Pa +2	Affiliated broker-dealer or bank to another	Aug 4, 2021 over 5 d
2	Citizens Securities, Inc. BD affiliated	Equitable Advisors, LLC national BD	Woburn, Ma	Affiliated broker-dealer or bank to another	Jan 26, 2021
2	Citizens Securities, Inc. BD affiliated	LPL Financial LLC BD affiliated	Monroeville, Pa +1	Affiliated broker-dealer or bank to another	Jan 8, 2021 over 11 d
4	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Conshohocken, Pa	Affiliated broker-dealer or bank to wirehouse	Dec 31, 2020 over 5 d
2	Citizens Securities, Inc. BD affiliated	Santander Securities BD affiliated	Woburn, Ma	Affiliated broker-dealer or bank to another	Dec 31, 2020
2	Citizens Securities, Inc. BD affiliated	Huntington Financial Advisors BD affiliated	Fairlawn, Oh	Affiliated broker-dealer or bank to another	Nov 3, 2020 over 13 d
2	Citizens Securities, Inc. BD affiliated	Empower Advisory Group, LLC institutional	Woburn, Ma +1	Other	Sep 3, 2020 over 8 d
2	Citizens Securities, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Conshohocken, Pa +1	Affiliated broker-dealer or bank to another	Aug 6, 2020 over 1 d
2	Citizens Securities, Inc. BD affiliated	Citizens Private Wealth independent RIA	Johnston, Ri +1	Affiliated broker-dealer or bank to independent RIA	Jul 15, 2020 over 8 d
9	Citizens Securities, Inc. BD affiliated	Citizens Private Wealth independent RIA	Boston, Ma +1	Affiliated broker-dealer or bank to independent RIA	Jan 8, 2020
6	Citizens Securities, Inc. BD affiliated	Citizens Private Wealth independent RIA	Washington, Pa +1	Affiliated broker-dealer or bank to independent RIA	Jan 6, 2020 over 3 d
2	Citizens Securities, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Fairlawn, Oh +1	Affiliated broker-dealer or bank to another	Oct 15, 2019 over 6 d
2	Citizens Securities, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ithaca, Ny +1	Affiliated broker-dealer or bank to wirehouse	Jun 14, 2019 over 11 d
2	Citizens Securities, Inc. BD affiliated	Santander Securities BD affiliated	Glenside, Pa +1	Affiliated broker-dealer or bank to another	Dec 7, 2018 over 10 d
2	Citizens Securities, Inc. BD affiliated	Stratos Wealth Advisors LLC independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Jun 29, 2018 over 3 d
2	Citizens Securities, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Pittsburgh, Pa +1	Affiliated broker-dealer or bank to another	Jan 8, 2018 over 1 d
2	Citizens Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Conshohocken, Pa	Affiliated broker-dealer or bank to wirehouse	Nov 20, 2017 over 8 d
2	Citizens Securities, Inc. other	Pnc Wealth Management BD affiliated	Bryn Mawr, Pa +1	Other	Nov 10, 2017 over 3 d
2	Citizens Securities, Inc. other	LPL Financial LLC other	Bethel Park, Pa	Other	Jul 20, 2017
2	Citizens Securities, Inc. other	Santander Securities other	N Providence, Ri +1	Other	Sep 10, 2015 over 13 d

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56 teams match.derived from registration dates