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Team lift-out

4 advisors left O•••• F•• I••• for I•••••• W••••• S••••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Chad Gene SeegersHouston, TxMay 2, 2018Apr 27, 2018
Aaron Paul KarasHouston, TxMay 9, 2018Apr 27, 2018
Cole Edward DurkinHouston, TxMay 9, 2018Apr 27, 2018
David Matthew ThailingHouston, TxMay 9, 2018Apr 27, 2018
The rule
Registrations ended
May 2, 2018 to May 9, 2018
Registered next
Apr 27, 2018
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
985 (people still on IAPD; an estimate)
Share of that headcount
0.4%
Succession by the destination
none on the tape