DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Insight Wealth Strategies, LLC

Independent wealth managerSan Ramon, CaliforniaCRD 293644SEC 801-112986websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Mar 27, 2018 · 40 filings
SEC status approved since Apr 27, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$136M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.1B as of Feb 2, 2026
Feb 4, 2019$469M then
HNW client RAUM$594M as of Feb 2, 2026
Feb 4, 2019$346M then
State-registered IARs (5.B.3)8 as of Feb 2, 2026
Feb 4, 20199 then
Employees (5.A)12 as of Feb 2, 2026
Feb 4, 201920 then
Private funds: no history
RAUM +31% over the last fiscal year+22% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$136MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
65derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$599,306derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$38.7M, 49 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$675M55%
  • Individuals$548M45%
Individual clients
404reported
HNW clients
180reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,042reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$38.7M for 49 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Brian Keith StormontCertified Financial PlannerSan Ramon, CaApr 27, 201826 y3
Chad Gene SeegersSan Ramon, CaApr 27, 201820 y1
Aaron Paul KarasCertified Financial PlannerSan Ramon, CaApr 27, 201818 y5
Cole Edward DurkinChartered Financial AnalystSan Ramon, CaApr 27, 201810 y1
Robert Michael AgorastosCertified Financial PlannerSan Ramon, CaApr 27, 201812 y1
Anthony Rod OrtaleSan Ramon, CaOct 24, 201827 y6
Andre Luiz Miranda PaivaSan Ramon, CaOct 24, 201813 y1
Timothy Justin RaftisCertified Financial PlannerSan Ramon, CaDec 16, 202534 y4
Preston MayoSan Ramon, CaMar 9, 202613 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Marie Camille Mobley · Chief Operation Officercontrol
      since 10/2025 · owns less than 5%
    • Rod Anthony Ortale · Chief Compliance Officer & Chief Executive Officercontrol
      since 10/2018 · owns less than 5%
    • Gene Chad Seegers · Partnercontrol
      since 12/2021 · owns 50% to 75%
    • Keith Brian Stormont · Partnercontrol
      since 12/2021 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    San Ramon, Ca · principal920
    Offices
    Schedule D 1.F, the 25 largest
    • Houston, TX3 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,038 to 2,042
      Feb 2, 2026 to Sep 14, 2026
    • HNW clients · 167 to 180
      Feb 2, 2026 to Sep 14, 2026
    • Individual clients · 400 to 404
      Feb 2, 2026 to Sep 14, 2026
    • Financial planning clients · 51-100 to 51-100
      Feb 2, 2026 to Sep 14, 2026
    • Discretionary RAUM · $1.1B to $1.2B
      Feb 2, 2026 to Sep 14, 2026
    • HNW RAUM · $594M to $675M
      Feb 2, 2026 to Sep 14, 2026
    • Individual RAUM · $470M to $548M
      Feb 2, 2026 to Sep 14, 2026
    • RAUM · $1.1B to $1.2B
      Feb 2, 2026 to Sep 14, 2026
    • Related adviser · false to unset
      Feb 2, 2026 to Sep 14, 2026
    • Related bank · false to unset
      Feb 2, 2026 to Sep 14, 2026
    • Related broker-dealer · false to unset
      Feb 2, 2026 to Sep 14, 2026
    • Related insurance company · false to unset
      Feb 2, 2026 to Sep 14, 2026
    • Succession · false to unset
      Feb 2, 2026 to Sep 14, 2026
    • Accounts · 1,962 to 2,038
      Feb 4, 2025 to Feb 2, 2026
    • HNW clients · 155 to 167
      Feb 4, 2025 to Feb 2, 2026
    • Individual clients · 411 to 400
      Feb 4, 2025 to Feb 2, 2026
    • Assets in custody · $5.1M to $38.7M
      Feb 4, 2025 to Feb 2, 2026
    • Discretionary RAUM · $855M to $1.1B
      Feb 4, 2025 to Feb 2, 2026
    • HNW RAUM · $519M to $594M
      Feb 4, 2025 to Feb 2, 2026
    • Individual RAUM · $413M to $470M
      Feb 4, 2025 to Feb 2, 2026
    • Non-discretionary RAUM · $76.8M to $0
      Feb 4, 2025 to Feb 2, 2026
    • RAUM · $932M to $1.1B
      Feb 4, 2025 to Feb 2, 2026
    • Accounts · 1,947 to 1,962
      Oct 23, 2024 to Feb 4, 2025
    • Advisory employees · 7 to 6
      Oct 23, 2024 to Feb 4, 2025
    • Advisory activities · 5 to 6
      Oct 23, 2024 to Feb 4, 2025
    • HNW clients · 153 to 155
      Oct 23, 2024 to Feb 4, 2025
    • Individual clients · 416 to 411
      Oct 23, 2024 to Feb 4, 2025
    • Assets in custody · $5.5M to $5.1M
      Oct 23, 2024 to Feb 4, 2025
    • Employees · 13 to 12
      Oct 23, 2024 to Feb 4, 2025
    • Financial planning clients · 51-100 to 51-100
      Oct 23, 2024 to Feb 4, 2025
    • Discretionary RAUM · $770M to $855M
      Oct 23, 2024 to Feb 4, 2025
    • HNW RAUM · $485M to $519M
      Oct 23, 2024 to Feb 4, 2025
    • Individual RAUM · $367M to $413M
      Oct 23, 2024 to Feb 4, 2025
    • Non-discretionary RAUM · $81.9M to $76.8M
      Oct 23, 2024 to Feb 4, 2025
    • RAUM · $852M to $932M
      Oct 23, 2024 to Feb 4, 2025
    • Advisory employees · 8 to 7
      Jan 22, 2024 to Oct 23, 2024
    • Employees · 14 to 13
      Jan 22, 2024 to Oct 23, 2024
    • State-registered IARs · 9 to 8
      Jan 22, 2024 to Oct 23, 2024
    • Accounts · 1,921 to 1,947
      Sep 18, 2023 to Jan 22, 2024
    • Advisory employees · 10 to 8
      Sep 18, 2023 to Jan 22, 2024
    Signals
    8 dated events
    • Neil David Chazin (Trustee) no longer on Schedule A of Insight Wealth Strategies, Llc (listed 2024-01-22, absent 2024-10-23)
      Oct 23, 2024 · Control person left · inference
    • Marie Camille Mobley (Director Of Operations) appeared on Schedule A of Insight Wealth Strategies, Llc
      Oct 23, 2024 · Control person joined · fact
    • Paul Alexander Austin left Insight Wealth Strategies, Llc for Savvy (registered 2024-06-27)
      Jun 20, 2024 · Advisor changed firm · fact
    • Paolo Jarin Coronel left Insight Wealth Strategies, Llc for Fidelity Personal And Workplace Advisors (registered 2023-08-09)
      Jun 14, 2023 · Advisor changed firm · fact
    • Keith Brian Stormont (Partner) appeared on Schedule A of Insight Wealth Strategies, Llc
      Jan 25, 2022 · Control person joined · fact
    • Gene Chad Seegers (Partner) appeared on Schedule A of Insight Wealth Strategies, Llc
      Jan 25, 2022 · Control person joined · fact
    • Insight Wealth Strategies, Llc reported RAUM $676.4M, up 44% from $469.4M (2019-09-20 to 2020-02-14)
      Feb 14, 2020 · RAUM change · derived
    • Insight Wealth Strategies, Llc filed its initial SEC registration (Form ADV)
      Mar 27, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@insight2wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    713-635-9086reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    800-318-7848reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    800-878-1665reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/INSIGHT-WEALTH-STRATEGIESreportedpublic record, Form ADV, Sep 17, 2026
    Website
    INSIGHT2WEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    925-659-8020reportedpublic record, Form ADV, Sep 14, 2026
    Contact form
    insight2wealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    insight2wealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $136Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026