DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left C••• F•••••••• S•••••••• L••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Alan John DavisSan Diego, CaSep 18, 2019Sep 19, 2019
Carlos Enrique CaceresSan Diego, CaSep 18, 2019Sep 19, 2019
Robert Arthur KobaSan Diego, CaSep 18, 2019Sep 19, 2019
Samuel AhnSan Diego, CaSep 18, 2019Sep 19, 2019
Terrance William ArgesCarlsbad, CaSep 18, 2019Sep 19, 2019
The rule
Registrations ended
Sep 18, 2019
Registered next
Sep 19, 2019
Branch state
CA
Cities
2, most in San Diego, Ca
Registered there that day
450 (people still on IAPD; an estimate)
Share of that headcount
1.1%
Succession by the destination
none on the tape
Other teams out of C••• F•••••••• S•••••••• L•••Other teams into R•••••• J•••• F•••••••• S••••••• A•••••••• I••