DFX Intelligence
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Team lift-out
2 advisors left C••• F•••••••• S•••••••• L••• for B•• W••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Heather M. Wright | San Diego, Ca | Jun 30, 2023 | Jul 6, 2017 |
| James Harold Yocom | Santa Ana, Ca | Jun 30, 2023 | Nov 9, 2016 |
The rule
- Registrations ended
- Jun 30, 2023
- Registered next
- Nov 9, 2016 to Jul 6, 2017
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 510 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape