DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from E•••••• C•••••• M••••••••• L•• to M••••• S••••••
Not a lift-out: both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtowirehouseRIA to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amanda Fuller Kolbach | Irvine, Ca | Oct 31, 2022 | Oct 21, 2022 |
| Brandon Minoru Higa | Rolling Hills, Ca | Oct 31, 2022 | Oct 21, 2022 |
| Damon Scott Snell | San Diego, Ca | Oct 31, 2022 | Oct 21, 2022 |
| Stephen Michael Wright | Los Angeles, Ca | Oct 31, 2022 | Oct 21, 2022 |
The rule
- Registrations ended
- Oct 31, 2022
- Registered next
- Oct 21, 2022
- Branch state
- CA
- Cities
- 3, most in Los Angeles, Ca
- Registered there that day
- 662 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- One enterprise because
- both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape