DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left E•••••• C•••••• M••••••••• L•• for A••••• A•• P••••••• S•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Aug 10, 2023 to Aug 15, 2023
- Registered next
- Aug 31, 2023 to Dec 1, 2023
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 600 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- Succession by the destination
- none on the tape