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Team lift-out

2 advisors left P••• A••••• S••••••••• L•• for L••• B•••••• F••••••••

BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
James Arthur HeckerHouston, TxNov 7, 2018Nov 8, 2018
Joe Riley AllenHouston, TxNov 7, 2018Nov 8, 2018
The rule
Registrations ended
Nov 7, 2018
Registered next
Nov 8, 2018
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
1,196 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape