DFX Intelligence
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Team lift-out
2 advisors left P••• A••••• S••••••••• L•• for L••• B•••••• F••••••••
BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Arthur Hecker | Houston, Tx | Nov 7, 2018 | Nov 8, 2018 |
| Joe Riley Allen | Houston, Tx | Nov 7, 2018 | Nov 8, 2018 |
The rule
- Registrations ended
- Nov 7, 2018
- Registered next
- Nov 8, 2018
- Branch state
- TX
- Cities
- 1, most in Houston, Tx
- Registered there that day
- 1,196 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape