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Team lift-out

2 advisors left P••• A••••• S••••••••• L•• for S•••• F••••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Cory Edwin ShepherdMill Creek, WaMay 3, 2018May 7, 2018
Paul L AdamsMill Creek, WaMay 4, 2018Apr 27, 2018
The rule
Registrations ended
May 3, 2018 to May 4, 2018
Registered next
Apr 27, 2018 to May 7, 2018
Branch state
WA
Cities
1, most in Mill Creek, Wa
Registered there that day
1,173 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape