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Team lift-out

2 advisors left N••• F•••••••• G••••• I••• for S•••••••• F••••••••• I•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
John Christopher LittleLagrange, KySep 4, 2018Sep 6, 2018
Matthew Dane CoxBrodhead, KySep 4, 2018Aug 31, 2018
The rule
Registrations ended
Sep 4, 2018
Registered next
Aug 31, 2018 to Sep 6, 2018
Branch state
KY
Cities
2, most in Lagrange, Ky
Registered there that day
325 (people still on IAPD; an estimate)
Share of that headcount
0.6%
Succession by the destination
none on the tape