DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Next Financial Group, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Next Financial Group, Inc. BD affiliatedSb Advisory, LLC independent RIAGrand Rapids, MiAffiliated broker-dealer or bank to independent RIAJul 16, 2025
4Next Financial Group, Inc. BD affiliatedBlakely Walters Wealth Management independent RIAHouston, TxAffiliated broker-dealer or bank to independent RIAJul 10, 2025
2Next Financial Group, Inc. BD affiliatedHeritage Wealth Management, LLC unclassifiedManchester, Tn +1OtherJul 10, 2025
2Next Financial Group, Inc. BD affiliatedMoney Managers, Inc. otherAustin, Tx +1OtherMay 30, 2025
2Next Financial Group, Inc. BD affiliatedSovereign Asset Management independent RIAWilliamsville, NyAffiliated broker-dealer or bank to independent RIAMay 22, 2025
2Next Financial Group, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedIndependence, OhAffiliated broker-dealer or bank to anotherApr 9, 2025
5Next Financial Group, Inc. BD affiliatedDahring | Cusmano And Associates independent RIANovi, Mi +1Affiliated broker-dealer or bank to independent RIAMar 31, 2025
4Next Financial Group, Inc. BD affiliatedWestmark Wealth Management no RAUMPhoenix, Az +1Affiliated broker-dealer or bank to a newly registered adviserJan 6, 2025
2Next Financial Group, Inc. BD affiliatedLvz, Inc. independent RIAFriendswood, TxAffiliated broker-dealer or bank to independent RIANov 26, 2024
2Next Financial Group, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedJohns Creek, GaAffiliated broker-dealer or bank to anotherOct 23, 2024
2Next Financial Group, Inc. BD affiliatedKingwood Investment Group independent RIAKingwood, TxAffiliated broker-dealer or bank to independent RIAOct 18, 2024
3Next Financial Group, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedHouston, TxAffiliated broker-dealer or bank to anotherAug 22, 2024
2Next Financial Group, Inc. BD affiliatedStrong Investment Management, LLC independent RIACanton, OhAffiliated broker-dealer or bank to independent RIAJul 3, 2024
2Next Financial Group, Inc. BD affiliatedRm Financial Services, LLC independent RIAFalmouth, MeAffiliated broker-dealer or bank to independent RIAOct 20, 2023
over 6 d
2Next Financial Group, Inc. BD affiliatedHarbour Investments, Inc. independent RIAElm Grove, WiAffiliated broker-dealer or bank to independent RIAApr 20, 2023
2Next Financial Group, Inc. BD affiliatedFounders Financial Securities, LLC independent RIADowningtown, Pa +1Affiliated broker-dealer or bank to independent RIASep 7, 2022
2Next Financial Group, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedDepew, NyAffiliated broker-dealer or bank to anotherAug 19, 2022
4Next Financial Group, Inc. BD affiliatedProsperitas Financial, LLC independent RIAValencia, CaAffiliated broker-dealer or bank to independent RIAApr 25, 2022
2Next Financial Group, Inc. BD affiliatedFsc Wealth Advisors, LLC independent RIAWappingers Falls, NyAffiliated broker-dealer or bank to independent RIAOct 22, 2021
2Next Financial Group, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDIndependence, OhAffiliated broker-dealer or bank to anotherJan 25, 2021
2Next Financial Group, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAlbuquerque, NmAffiliated broker-dealer or bank to anotherDec 9, 2020
2Next Financial Group, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDReading, PaAffiliated broker-dealer or bank to anotherSep 8, 2020
2Next Financial Group, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAMelville, NyAffiliated broker-dealer or bank to independent RIADec 23, 2019
2Next Financial Group, Inc. independent RIALPL Financial LLC independent RIAHoover, AlRIA to RIAMay 1, 2019
5Next Financial Group, Inc. independent RIASecurities America Advisors, Inc. BD affiliatedState College, PaRIA to affiliated broker-dealer or bankMar 25, 2019
2Next Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedProvo, UtRIA to affiliated broker-dealer or bankDec 21, 2018
over 10 d
2Next Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedLehi, UtRIA to affiliated broker-dealer or bankSep 6, 2018
2Next Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedLagrange, Ky +1RIA to affiliated broker-dealer or bankSep 4, 2018
4Next Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedHouston, TxRIA to affiliated broker-dealer or bankAug 30, 2018
3Next Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedGolden, CoRIA to affiliated broker-dealer or bankJul 10, 2018
3Next Financial Group, Inc. otherCommonwealth Financial Network national BDDedham, MaOtherOct 30, 2017
6Next Financial Group, Inc. otherSecurities America Advisors, Inc. otherGlen Allen, Va +2OtherSep 1, 2017
2Next Financial Group, Inc. otherIntegrity Alliance, LLC otherFairfield, Nj +1OtherSep 1, 2017
over 4 d
2Next Financial Group, Inc. otherHolton & Kosanke Wealth Management, LLC state registeredTucson, AzOtherAug 2, 2017
2Next Financial Group, Inc. otherFsc Securities Corporation otherFranklin, Tn +1OtherJul 31, 2017
2Next Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDHouston, TxOtherMar 13, 2017
2Next Financial Group, Inc. otherLvz, Inc. otherHolland, MiOtherMar 3, 2017
2Next Financial Group, Inc. otherBlackridge Asset Management, LLC otherSan Antonio, TxOtherFeb 22, 2017
over 5 d
4Next Financial Group, Inc. otherHarbour Investments, Inc. otherSaginaw, Mi +2OtherFeb 13, 2017
over 8 d
4Next Financial Group, Inc. otherSecurities America Advisors, Inc. otherKimberly, WiOtherDec 27, 2016
2Next Financial Group, Inc. otherSecurities America Advisors, Inc. otherOnalaska, WiOtherDec 1, 2016
2Next Financial Group, Inc. otherFinancial Investment Team ("Fit") independent RIAPortland, OrOtherJun 24, 2016
2Next Financial Group, Inc. otherSignator Investors, Inc. otherOceanside, CaOtherMar 11, 2016
2Next Financial Group, Inc. otherStar Capital Inc. independent RIARochester, MnOtherOct 8, 2015
2Next Financial Group, Inc. otherFinancial Insights Wealth Management otherTacoma, WaOtherSep 23, 2015
6Next Financial Group, Inc. otherIndependent Solutions Wealth Management, LLC otherWilliamsville, Ny +2OtherSep 2, 2015
over 1 d
2Next Financial Group, Inc. otherThe Retirement Guys Formula otherMaumee, OhOtherSep 2, 2015
5Next Financial Group, Inc. otherCreative Financial Designs, Inc. otherSunnyvale, Ca +2OtherJul 24, 2015
2Next Financial Group, Inc. otherLake Country Wealth Management unclassifiedDelafield, WiOtherMay 6, 2015
3Next Financial Group, Inc. otherWealthspire Advisors otherDelafield, WiOtherMay 5, 2015
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50 teams match.derived from registration dates