DFX Intelligence
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Team lift-out
2 advisors left N••• F•••••••• G••••• I••• for F•• W••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Michael Comblo | Wappingers Falls, Ny | Oct 22, 2021 | Aug 10, 2021 |
| Jeffrey Arnold Scott | Wappingers Falls, Ny | Oct 22, 2021 | Aug 10, 2021 |
The rule
- Registrations ended
- Oct 22, 2021
- Registered next
- Aug 10, 2021
- Branch state
- NY
- Cities
- 1, most in Wappingers Falls, Ny
- Registered there that day
- 318 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape