DFX Intelligence
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Team lift-out
2 advisors left M••••• O• O•••• I••••••• S•••••••• I••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher David Pieper | Waukesha, Wi | Oct 9, 2025 | Oct 7, 2025 |
| David Paul Pieper | Waukesha, Wi | Oct 9, 2025 | Oct 7, 2025 |
The rule
- Registrations ended
- Oct 9, 2025
- Registered next
- Oct 7, 2025
- Branch state
- WI
- Cities
- 1, most in Waukesha, Wi
- Registered there that day
- 262 (people still on IAPD; an estimate)
- Share of that headcount
- 0.8%
- Succession by the destination
- none on the tape