DFX Intelligence
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Team lift-out
2 advisors left C•••• C•••••• S••••••••• L••• for M•••• C••••••• A••••••• S••••••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joel Sheldon | Placentia, Ca | Nov 15, 2023 | Nov 8, 2023 |
| Stephen Laurence Shloss | Mission Viejo, Ca | Nov 16, 2023 | Nov 8, 2023 |
The rule
- Registrations ended
- Nov 15, 2023 to Nov 16, 2023
- Registered next
- Nov 8, 2023
- Branch state
- CA
- Cities
- 2, most in Placentia, Ca
- Registered there that day
- 112 (people still on IAPD; an estimate)
- Share of that headcount
- 1.8%
- Succession by the destination
- none on the tape