DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Money Concepts Advisory Service
Legal name Money Concepts Capital Corp
Latest filing Mar 24, 2026
First filing on the tape Mar 16, 2012 · 49 filings
SEC status approved since Oct 7, 1991
RAUM
$4.1B
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
98%
$4.0B individuals and HNW
Advisors
395
registered through the firm on IAPD
RAUM per advisor
$10.3M
derived; firm RAUM over IAPD count
Employees
478
375 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$4.1B as of Mar 24, 2026
Mar 16, 2012$744M then
HNW client RAUM$993M as of Mar 24, 2026
Mar 31, 2020$5.3M then
State-registered IARs (5.B.3)23 as of Mar 24, 2026
Mar 15, 2013396 then
Employees (5.A)478 as of Mar 24, 2026
Mar 15, 2013575 then
Private funds: no history
RAUM +22% over the last fiscal year+15% a year over threeIARs 58 to 23
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $10.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $238,844derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 15.2derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $50.6MreportedItem 5.I
- Custody
- $2.2B, 10,040 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$3.0B74%
- High-net-worth individuals$993M24%
- Pension and profit-sharing plans$37.4M0.9%
- Corporations and businesses$24.1M0.6%
- Charitable organizations$9.0M0.2%
- Individual clients
- 16,296reported
- HNW clients
- 511reported
- Pension plan clients
- 143reported
- Charitable clients
- 31reported
- Accounts
- 17,032reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.2B for 10,040 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=456.0derived
Advisors registered through the firm
394 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ganesh Nagrajan Iyer | Palm Beach Gardens, Fl | Aug 6, 1993 | 35 y | 0 |
| Richard Peter BulcavageCertified Financial Planner | Sun City Center, Fl | Jan 1, 1994 | 42 y | 0 |
| Laurie Ann Muscarella | Windsor Locks, Ct | Nov 24, 1994 | 28 y | 0 |
| Denis Stephen WalshCertified Financial Planner | Palm Beach Gardens, Fl | Sep 6, 1995 | 45 y | 0 |
| Joseph James MassaroCertified Financial Planner | Palm Beach Gardens, Fl | Oct 11, 1995 | 31 y | 0 |
| Richard Wayne Chrzanowski | Tampa, Fl | Oct 13, 1995 | 31 y | 0 |
| Michael Eugene Davis | Frisco, Tx | Mar 6, 1997 | 30 y | 0 |
| Jonathan Errol Wooten | Paducah, Ky | Jun 13, 1997 | 32 y | 0 |
| Arthur William Wright | Palm Beach Gardens, Fl | Jan 1, 1998 | 33 y | 0 |
| Gaetano Cannata | Feeding Hills, Ma | Jan 1, 1998 | 38 y | 0 |
| Walter Edward Drenen | Wethersfield, Ct | Apr 27, 1998 | 33 y | 0 |
| Anthony Thomas Muscarella | Windsor Locks, Ct | Jun 24, 1998 | 40 y | 0 |
| Rebecca Carol MullerCertified Financial Planner | Palm Beach Gardens, Fl | Dec 18, 1998 | 42 y | 0 |
| Lee A Cole | Palm Beach Gardens, Fl | Dec 18, 1998 | 44 y | 0 |
| Michael Lynn Meador | Saint Peters, Mo | Dec 18, 1998 | 32 y | 0 |
| Alan Paul Sprinkel | Palm Beach Gardens, Fl | Jan 29, 1999 | 32 y | 0 |
| Michael Lee RamseyCertified Financial Planner | Oklahoma City, Ok | Feb 19, 1999 | 38 y | 0 |
| Richard Joseph Patient | Wethersfield, Ct | Mar 31, 1999 | 35 y | 0 |
| Anthony John Rovai | Palm Beach Gardens, Fl | Apr 6, 1999 | 33 y | 0 |
| Donald Edward Graves | Greenfield, Ma | Jun 6, 1999 | 49 y | 0 |
| Christopher William BlairCertified Financial Planner | Denver, Co | Jun 18, 1999 | 31 y | 0 |
| Carol Nixon EddyCertified Financial Planner | Arvada, Co | Jun 28, 1999 | 29 y | 0 |
| Richard Alan Morton | Palm Beach Gardens, Fl | Aug 13, 1999 | 31 y | 0 |
| John Scott Kline | Frankfort, Ky | Aug 16, 1999 | 29 y | 0 |
| Stephen Anthony FisherCertified Financial Planner | Saint Peters, Mo | Aug 30, 1999 | 34 y | 0 |
| Edward Paul Sabelawski | Wethersfield, Ct | Jan 1, 2000 | 29 y | 0 |
| Brian Patrick Dodds | Coldwater, Oh | Oct 10, 2000 | 31 y | 0 |
| Paul J Menzel | Wethersfield, Ct | Jan 1, 2001 | 41 y | 0 |
| J Bruce Howell | Palm Beach Gardens, Fl | Jul 31, 2001 | 31 y | 0 |
| Mark Allen Frazier | Palm Beach Gardens, Fl | Oct 17, 2001 | 34 y | 0 |
| John Lincoln Hirst II | Wethersfield, Ct | Nov 21, 2001 | 36 y | 0 |
| Susan Shook | Palm Beach Gardens, Fl | Dec 19, 2001 | 28 y | 0 |
| James Thomas Obrien | Saint Peters, Mo | Dec 27, 2001 | 35 y | 0 |
| Stanford Albein Lindquist | Palm Beach Gardens, Fl | Dec 27, 2001 | 33 y | 0 |
| Randy Steven Christophel | Palm Beach Gardens, Fl | Jan 2, 2002 | 35 y | 0 |
| Diana Bowman Damico | Cincinnati, Oh | Jan 2, 2002 | 27 y | 0 |
| Steven Arnold Conley | Portsmouth, Oh | Jan 2, 2002 | 36 y | 0 |
| Scott Nolan Steiner | Celina, Oh | Jan 2, 2002 | 28 y | 0 |
| Daniel David Wolf | Palm Beach Gardens, Fl | Jan 2, 2002 | 36 y | 0 |
| Cheryl Ann BoyerCertified Financial Planner | Sidney, Oh | Jan 2, 2002 | 40 y | 0 |
Advisor movement
34 left, 24 joined in 12 months
net -10 in 12 months4 left in 90 days5 joined in 90 daysdeparture rate 8.6% of current headcount68 left over 36 months
Left, latest
- Stephen Laurence Shloss to Castle FinancialJul 17, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Nicholas G. Amendolara to Strategic Advisers LLCJul 7, 2026 · Affiliated broker-dealer or bank to another
- Gregory Drew Vacca to LPL Financial LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Ingrid K Lamb to Ameriprise Financial Services, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Karl Douglas Hering to Unity Wealth StrategiesApr 30, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Fernando Enrico Hirugami to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 24, 2026 · Affiliated broker-dealer or bank to wirehouse
- Benjamin William Pahl to Liberty One Investment ManagementApr 15, 2026 · Other
- Tyler James Braun to The Tranel Group, LLCApr 15, 2026 · Other
- Jordan Bradford to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Ted Grajdura to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Carlene Abraham to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Matthew Johnson to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Deacon Heath to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Peter John Orth to Liberty One Investment ManagementApr 15, 2026 · Other
- Erich Norman Fischer to Harbour Investments, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Dillon A Forcier from Edward JonesAug 21, 2026 · Affiliated broker-dealer or bank to another
- Tenesha Marie Hartgrove from Lincoln Douglas Investments, LLCAug 6, 2026 · RIA to affiliated broker-dealer or bank
- Anne Maleva Chamberlain from Park Avenue Securities LLCAug 3, 2026 · Affiliated broker-dealer or bank to another
- Margaret Marco from Wells Fargo AdvisorsJul 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Scott Samford from LPL Enterprise, LLCJun 25, 2026 · Affiliated broker-dealer or bank to another
- Killian Michael Dowd from Rise North Capital Investment AdvisorsJun 18, 2026 · RIA to affiliated broker-dealer or bank
- Kyle Mortimer from Rise North Capital Investment AdvisorsMay 13, 2026 · RIA to affiliated broker-dealer or bank
- Alfonso Cobb from J.P. Morgan Securities LLCMay 13, 2026 · Wirehouse to affiliated broker-dealer or bank
- Damien Anthony Autissier from Foundations Investment Advisors LLCMay 12, 2026 · RIA to affiliated broker-dealer or bank
- Jamie Hodges Taber from Osaic Wealth, Inc.Feb 9, 2026 · Affiliated broker-dealer or bank to another
- Kevin Paul Hennessy from Country Club Financial Services, Inc.Feb 6, 2026 · Other
- Mitchum Wilhite Tapson from TrutoroJan 7, 2026 · RIA to affiliated broker-dealer or bank
- Rebecca Gail Murdoch from TrutoroJan 6, 2026 · RIA to affiliated broker-dealer or bank
- Gary Thomas Seibel from TrutoroJan 1, 2026 · RIA to affiliated broker-dealer or bank
- David Vincent Derosa from TrutoroDec 23, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for Harbour Investments, Inc.Apr 15, 2026 · Palm Beach Gardens, Fl
- 2 left for Raymond James Financial Services Advisors, IncFeb 4, 2026 · Prairie Village, Ks
- 4 left for LPL Financial LLCSep 13, 2024 · Palm Beach Gardens, Fl
- 2 left for LPL Financial LLCAug 19, 2024 · Louisville, Ky
- 2 left for Cambridge Investment Research Advisors, Inc.Aug 16, 2024 · Alexandria, Va
- 2 left for Guidance Capital, Inc.Dec 15, 2022 · Palm Beach Gardens, Fl
- 3 left for Guidance Capital, Inc.Dec 15, 2022 · Louisville, Ky
- 2 left for LPL Financial LLCDec 15, 2021 · Palm Beach Gardens, Fl
- 3 joined from TrutoroApr 15, 2026 · Conway, Ar · Firm absorbed
- 4 joined from TrutoroDec 6, 2025 · Cabot, Ar
- 2 joined from J. W. Cole Advisors, Inc.Feb 28, 2025 · Troy, Mi
- 2 joined from Crown Capital Securities, L.P.Nov 15, 2023 · Placentia, Ca
- 2 joined from Jcd Investments, LLCJul 20, 2022 · Columbus, In
- 2 joined from Invest Financial CorporationFeb 13, 2018 · Miami, Fl
- 6 joined from Country Club Financial Services, Inc.Dec 1, 2017 · Prairie Village, Ks · Firm absorbed
- 2 joined from Cwm, LLCDec 19, 2016 · Springfield, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Denis Stephen Walsh · President | Chief Executive Officer Compliance Officercontrolsince 09/1987 · owns less than 5%
- Cheryl Morris Barnett · Vice President | Compliance Officersince 02/1990 · owns less than 5%
- Liza Maria Matos · Vice President | Compliance Officersince 01/2002 · owns less than 5%
- Robert E Mullis · Vice President | Account Servicessince 06/2021 · owns less than 5%
- Barry Richard Rittman · Vice President | Chief Financial Officersince 07/2003 · owns less than 5%
- James Edward Walsh · Vice President | Advertising And Communicationssince 06/2003 · owns less than 5%
- Mary Therese Walsh · Sr Vice President | Chief Compliance Officersince 04/1997 · owns less than 5%
Entity owners
- Money Concepts International, · Owns 100% Of Moneydirect · owns 75% or more
- Money Concepts International, Inc · Owns 100% Of Money Concepts Capital Corp.direct · owns 75% or more
- Win Class A Stock Trust, Denis Walsh Ttee · Shareholderindirect · owns 75% or more of World Investment Network, Inc.
- World Investment Network, Inc. · Shareholderindirect · owns 75% or more of Owns 100% Money Concepts International, Inc.
Related persons
Schedule D 7.A
- Abacus Investments, Inc.broker-dealern
- Gwn Securities Inc.broker-dealerinvestment advisernRAUM $4.8B
- Money Concepts Internationalreal estaten
- Win Advisors, Incinvestment advisernRAUM $267M
Advisers that list Money Concepts Advisory Service as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 394 | 41 | 18 | 1 | |
| Saint Peters, Mo | 66 | 9 | 0 | ||
| Louisville, Ky | 46 | 4 | 1 | ||
| Wethersfield, Ct | 31 | 2 | 0 | ||
| New City, Ny | 10 | 0 | 0 | ||
| Bellefontaine, Oh | 9 | 0 | 1 | ||
| Amherst, Nh | 9 | 1 | 0 | ||
| Marietta, Ga | 7 | 0 | 0 | ||
| Indianapolis, In | 6 | 1 | 0 | ||
| Sidney, Oh | 6 | 0 | 0 | ||
| Brea, Ca | 6 | 0 | 0 | ||
| Placentia, Ca | 6 | 3 | 0 | ||
| Conway, Ar | 5 | 5 | 0 | ||
| Dublin, Oh | 5 | 0 | 0 | ||
| Cincinnati, Oh | 5 | 0 | 0 | ||
| Washington, Mo | 5 | 1 | 0 | ||
| Bradenton, Fl | 4 | 0 | 0 | ||
| Cleveland, Tn | 4 | 0 | 0 | ||
| Pleasant View, Tn | 4 | 0 | 0 | ||
| Troy, Mi | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Louisville, KY14 employees
- Saint Peters, MO10 employees
- Fullerton, CA8 employees
- Marietta, GA7 employees
- Libertyville, IL7 employees
- Placentia, CA5 employees
- Corpus Christi, TX4 employees
- Washington, MO4 employees
- Shelbyville, KY4 employees
- Prairie Village, KS4 employees
- Miami, FL4 employees
- Bellefontaine, OH4 employees
- Wethersfield, CT4 employees
- New City, NY4 employees
- Middleville, MI3 employees
- Springfield, IL3 employees
- Hurricane, WV3 employees
- Sidney, OH3 employees
- Owensboro, KY2 employees
- Loveland, CO2 employees
- Columbus, IN2 employees
- Saco, ME2 employees
- Metairie, LA2 employees
- Pleasant View, TN1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 58.0 to 23.0 (-60.0%) between the annual amendments of 2025-03-20 and 2026-03-24; the peer median change was 0.0% (50 comparable advisers, 0.0th percentile of changes)peers: affiliated wealth managers, $1B to $5B (50) · 0.0% percentile
- custody status changedChange between filings · filing Mar 24, 2026custody of client assets (Item 9.A): no on the filing of 2025-09-22, yes on the filing of 2026-03-24peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 14,898 to 17,032Sep 22, 2025 to Mar 24, 2026
- Advisory employees · 431 to 375Sep 22, 2025 to Mar 24, 2026
- BD registered reps · 431 to 456Sep 22, 2025 to Mar 24, 2026
- Charity clients · 33 to 31Sep 22, 2025 to Mar 24, 2026
- Corporate clients · 46 to 51Sep 22, 2025 to Mar 24, 2026
- HNW clients · 430 to 511Sep 22, 2025 to Mar 24, 2026
- Individual clients · 14,243 to 16,296Sep 22, 2025 to Mar 24, 2026
- Pension plan clients · 146 to 143Sep 22, 2025 to Mar 24, 2026
- Assets in custody · unset to 2197215237.0Sep 22, 2025 to Mar 24, 2026
- Custody of client assets · false to trueSep 22, 2025 to Mar 24, 2026
- Employees · 431 to 478Sep 22, 2025 to Mar 24, 2026
- Insurance-licensed employees · 0 to 11Sep 22, 2025 to Mar 24, 2026
- State-registered IARs · 58 to 23Sep 22, 2025 to Mar 24, 2026
- Discretionary RAUM · $2.0B to $2.5BSep 22, 2025 to Mar 24, 2026
- HNW RAUM · $820M to $993MSep 22, 2025 to Mar 24, 2026
- Individual RAUM · $2.4B to $3.0BSep 22, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.3B to $1.6BSep 22, 2025 to Mar 24, 2026
- Pension RAUM · $33.5M to $37.4MSep 22, 2025 to Mar 24, 2026
- RAUM · $3.3B to $4.1BSep 22, 2025 to Mar 24, 2026
- Wrap assets (manager) · $130M to $0Sep 22, 2025 to Mar 24, 2026
- Accounts · 14,363 to 14,898Jul 1, 2024 to Mar 20, 2025
- Advisory employees · 407 to 431Jul 1, 2024 to Mar 20, 2025
- BD registered reps · 407 to 431Jul 1, 2024 to Mar 20, 2025
- Corporate clients · 24 to 46Jul 1, 2024 to Mar 20, 2025
- HNW clients · 366 to 430Jul 1, 2024 to Mar 20, 2025
- Individual clients · 13,834 to 14,243Jul 1, 2024 to Mar 20, 2025
- Pension plan clients · 136 to 146Jul 1, 2024 to Mar 20, 2025
- Employees · 407 to 431Jul 1, 2024 to Mar 20, 2025
- Insurance-licensed employees · 8 to 0Jul 1, 2024 to Mar 20, 2025
- Financial planning clients · More than 500 to More than 500Jul 1, 2024 to Mar 20, 2025
- State-registered IARs · 407 to 58Jul 1, 2024 to Mar 20, 2025
- Other offices · 24 to 25Jul 1, 2024 to Mar 20, 2025
- Discretionary RAUM · $1.7B to $2.0BJul 1, 2024 to Mar 20, 2025
- HNW RAUM · $624M to $820MJul 1, 2024 to Mar 20, 2025
- Individual RAUM · $2.2B to $2.4BJul 1, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $1.2B to $1.3BJul 1, 2024 to Mar 20, 2025
- Pension RAUM · $25.6M to $33.5MJul 1, 2024 to Mar 20, 2025
- RAUM · $2.9B to $3.3BJul 1, 2024 to Mar 20, 2025
- Wrap assets (manager) · $99.7M to $130MJul 1, 2024 to Mar 20, 2025
- Accounts · 14,957 to 14,363Nov 17, 2023 to Mar 12, 2024
Signals
60 dated events
- Lisa Dionne Ford no longer holds an investment adviser registration (last listed at Money Concepts Advisory Service on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Stephen Laurence Shloss left Money Concepts Advisory Service for Castle Financial (registered 2026-07-17)Jul 17, 2026 · Advisor changed firm · fact
- Nicholas G. Amendolara left Money Concepts Advisory Service for Strategic Advisers Llc (registered 2026-08-07)Jul 7, 2026 · Advisor changed firm · fact
- Gregory Drew Vacca left Money Concepts Advisory Service for Lpl Financial Llc (registered 2026-09-01)Jun 29, 2026 · Advisor changed firm · fact
- Ingrid K Lamb left Money Concepts Advisory Service for Ameriprise Financial Services, Llc (registered 2026-06-25)Jun 26, 2026 · Advisor changed firm · fact
- Karl Douglas Hering left Money Concepts Advisory Service for Unity Wealth Strategies (registered 2026-05-05)Apr 30, 2026 · Advisor changed firm · fact
- Fernando Enrico Hirugami left Money Concepts Advisory Service for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-05-22)Apr 24, 2026 · Advisor changed firm · fact
- Nathan Edward Niewinski left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-22)Apr 15, 2026 · Advisor changed firm · fact
- Carlene Abraham left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-22)Apr 15, 2026 · Advisor changed firm · fact
- Peter John Orth left Money Concepts Advisory Service for Liberty One Investment Management (registered 2019-10-22)Apr 15, 2026 · Advisor changed firm · fact
- Mark Matthew Johnson left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-23)Apr 15, 2026 · Advisor changed firm · fact
- Deacon Heath left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-22)Apr 15, 2026 · Advisor changed firm · fact
- Jordan Bradford left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-22)Apr 15, 2026 · Advisor changed firm · fact
- Michael Ted Grajdura left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-22)Apr 15, 2026 · Advisor changed firm · fact
- Benjamin William Pahl left Money Concepts Advisory Service for Liberty One Investment Management (registered 2019-06-21)Apr 15, 2026 · Advisor changed firm · fact
- Erich Norman Fischer left Money Concepts Advisory Service for Harbour Investments, Inc. (registered 2025-09-23)Apr 15, 2026 · Advisor changed firm · fact
- Joey Dominic Bunton left Money Concepts Advisory Service for The Tranel Group, Llc (registered 2023-08-30)Apr 15, 2026 · Advisor changed firm · fact
- Tyler James Braun left Money Concepts Advisory Service for The Tranel Group, Llc (registered 2023-08-18)Apr 15, 2026 · Advisor changed firm · fact
- Trutoro's advisors moved to Money Concepts Advisory Service (Conway, AR): 3 of 3 registered, on the same dayApr 15, 2026 · Firm absorbed (people side) · derived
- 6 advisors left Money Concepts Advisory Service (Palm Beach Gardens, FL) for Harbour Investments, Inc. on the same dayApr 15, 2026 · Team lift-out · derived
- Money Concepts Advisory Service reported 23 state-registered advisory representatives, down from 58 (2025-09-22 to 2026-03-24)Mar 24, 2026 · Advisor headcount change · derived
- Daniel Lucas Dickerson left Money Concepts Advisory Service for Rcm Wealth Advisors (registered 2026-03-04)Mar 2, 2026 · Advisor changed firm · fact
- Gary Charles Grimes left Money Concepts Advisory Service for Bloom Financial Llc (registered 2026-03-03)Feb 27, 2026 · Advisor changed firm · fact
- Brian Scott Allred left Money Concepts Advisory Service for Lpl Financial Llc (registered 2026-02-24)Feb 24, 2026 · Advisor changed firm · fact
- Carlos Valadez left Money Concepts Advisory Service for Dmk Advisor Group, Inc. (registered 2026-03-16)Feb 12, 2026 · Advisor changed firm · fact
- Marsha Sue Clark left Money Concepts Advisory Service for Raymond James Financial Services Advisors, Inc (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
- Nicholas Berrigan Hennessy left Money Concepts Advisory Service for Raymond James Financial Services Advisors, Inc (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
- Kevin Jerold Clifford left Money Concepts Advisory Service for Raymond James Financial Services Advisors, Inc (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
- Edwin Ray Kerley left Money Concepts Advisory Service for Raymond James Financial Services Advisors, Inc (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
- 2 advisors left Money Concepts Advisory Service (Prairie Village, KS) for Raymond James Financial Services Advisors, Inc on the same dayFeb 4, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Money Concepts Advisory Service · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MONEY-CONCEPTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MONEYCONCEPTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-472-2000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026