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Team lift-out

3 advisors left A••••••••• F•••••••• S•••••••• L•• for W••••••••• P•••••••• L••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Paul RichardsCary, NcOct 12, 2020Oct 14, 2020
Nathan Aaron CherrySouthern Pines, NcOct 14, 2020Oct 14, 2020
Carman Theodore HicksCary, NcOct 16, 2020Oct 14, 2020
The rule
Registrations ended
Oct 12, 2020 to Oct 16, 2020
Registered next
Oct 14, 2020
Branch state
NC
Cities
2, most in Cary, Nc
Registered there that day
9,210 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape