DFX Intelligence
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Team lift-out
2 advisors left A••••••••• F•••••••• S•••••••• L•• for C•••••••• C•••••• M••••••••• L••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott Edward Upham | Augusta, Me | May 7, 2015 | May 1, 2015 |
| Odette Suzanne Thurston | Augusta, Me | May 19, 2015 | May 1, 2015 |
The rule
- Registrations ended
- May 7, 2015 to May 19, 2015
- Registered next
- May 1, 2015
- Branch state
- ME
- Cities
- 1, most in Augusta, Me
- Registered there that day
- 7,209 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (May 1, 2015), not necessarily this firm