DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cribstone Capital Management, LLC

Former SEC-registered adviserBrunswick, MaineCRD 174974SEC 801-93172IAPD
Latest filing Mar 14, 2022
First filing on the tape Apr 10, 2015 · 23 filings
RAUM
$377M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$368M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$377M as of Mar 14, 2022
Mar 17, 2016$311M then
HNW client RAUM$336M as of Mar 14, 2022
Apr 1, 2018$357M then
State-registered IARs (5.B.3)3 as of Mar 14, 2022
Mar 17, 20163 then
Employees (5.A)7 as of Mar 14, 2022
Mar 17, 20168 then
Private funds: no history
RAUM +18% over the last fiscal year-7.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 14, 2022; every figure names its basis
RAUM per advisor
$126MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
107derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$352,302derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+23%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$336M89%
  • Individuals$31.7M8.4%
  • Charitable organizations$8.7M2.3%
  • Pension and profit-sharing plans$1.1M0.3%
Individual clients
142reported
HNW clients
178reported
Pension plan clients
2reported
Charitable clients
12reported
Accounts
1,071reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Gaylord Jeffrey Burch · Director, Wealth Management, Chief Compliance Officercontrol
    since 01/2021 · owns less than 5%
  • Amyn Moolji · Chief Investment Officer, Chief Operating Officercontrol
    since 01/2021 · owns less than 5%
  • Edward Scott Upham · Presidentcontrol
    since 05/2015 · owns 75% or more
  • Lynn Maranda Marsh · Client Service Manager
    since 07/2012 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Augusta, ME2 employees
What changed
consecutive filings, newest first
  • Accounts · 953 to 1,071
    Mar 3, 2021 to Mar 14, 2022
  • Advisory activities · 4 to 3
    Mar 3, 2021 to Mar 14, 2022
  • Charity clients · 14 to 12
    Mar 3, 2021 to Mar 14, 2022
  • HNW clients · 110 to 178
    Mar 3, 2021 to Mar 14, 2022
  • Individual clients · 151 to 142
    Mar 3, 2021 to Mar 14, 2022
  • Pension plan clients · 8 to 2
    Mar 3, 2021 to Mar 14, 2022
  • Financial planning clients · 101-250 to 251-500
    Mar 3, 2021 to Mar 14, 2022
  • Discretionary RAUM · $310M to $374M
    Mar 3, 2021 to Mar 14, 2022
  • HNW RAUM · $268M to $336M
    Mar 3, 2021 to Mar 14, 2022
  • Individual RAUM · $31.9M to $31.7M
    Mar 3, 2021 to Mar 14, 2022
  • Non-discretionary RAUM · $10.7M to $3.2M
    Mar 3, 2021 to Mar 14, 2022
  • Pension RAUM · $4.6M to $1.1M
    Mar 3, 2021 to Mar 14, 2022
  • RAUM · $321M to $377M
    Mar 3, 2021 to Mar 14, 2022
  • Accounts · 886 to 953
    Jul 13, 2020 to Mar 3, 2021
  • Advisory activities · 5 to 4
    Jul 13, 2020 to Mar 3, 2021
  • HNW clients · 117 to 110
    Jul 13, 2020 to Mar 3, 2021
  • Individual clients · 148 to 151
    Jul 13, 2020 to Mar 3, 2021
  • Pension plan clients · 7 to 8
    Jul 13, 2020 to Mar 3, 2021
  • Assets in custody · unset to 0.0
    Jul 13, 2020 to Mar 3, 2021
  • HQ city · AUGUSTA to BRUNSWICK
    Jul 13, 2020 to Mar 3, 2021
  • Discretionary RAUM · $268M to $310M
    Jul 13, 2020 to Mar 3, 2021
  • HNW RAUM · $226M to $268M
    Jul 13, 2020 to Mar 3, 2021
  • Individual RAUM · $42.9M to $31.9M
    Jul 13, 2020 to Mar 3, 2021
  • Non-discretionary RAUM · $32.0M to $10.7M
    Jul 13, 2020 to Mar 3, 2021
  • Pension RAUM · $25.4M to $4.6M
    Jul 13, 2020 to Mar 3, 2021
  • RAUM · $300M to $321M
    Jul 13, 2020 to Mar 3, 2021
  • Accounts · 1,409 to 886
    May 1, 2019 to Apr 20, 2020
  • Advisory employees · 6 to 4
    May 1, 2019 to Apr 20, 2020
  • BD registered reps · 2 to 1
    May 1, 2019 to Apr 20, 2020
  • HNW clients · 141 to 117
    May 1, 2019 to Apr 20, 2020
  • Individual clients · 336 to 148
    May 1, 2019 to Apr 20, 2020
  • Pension plan clients · unset to 7.0
    May 1, 2019 to Apr 20, 2020
  • Assets in custody · 141205180.0 to unset
    May 1, 2019 to Apr 20, 2020
  • Custody of client assets · true to false
    May 1, 2019 to Apr 20, 2020
  • Employees · 9 to 7
    May 1, 2019 to Apr 20, 2020
  • State-registered IARs · 4 to 3
    May 1, 2019 to Apr 20, 2020
  • Other offices · 2 to 1
    May 1, 2019 to Apr 20, 2020
  • Discretionary RAUM · $409M to $268M
    May 1, 2019 to Apr 20, 2020
  • HNW RAUM · $328M to $226M
    May 1, 2019 to Apr 20, 2020
  • Individual RAUM · $122M to $42.9M
    May 1, 2019 to Apr 20, 2020
Signals
10 dated events
  • Jeffrey Gaylord Burch left Cribstone Capital Management, Llc for Ep Wealth Advisors (registered 2023-02-13)
    Feb 14, 2023 · Advisor changed firm · fact
  • Scott Edward Upham left Cribstone Capital Management, Llc for Ep Wealth Advisors (registered 2023-02-06)
    Feb 14, 2023 · Advisor changed firm · fact
  • 2 advisors left Cribstone Capital Management, LLC (Brunswick, ME) for EP Wealth Advisors on the same day
    Feb 14, 2023 · Team lift-out · derived
  • Trent M Blossom left Cribstone Capital Management, Llc for Morgan Stanley (registered 2022-07-22)
    Jul 6, 2022 · Advisor changed firm · fact
  • Amyn Moolji (Chief Investment Officer, Chief Operating Officer) appeared on Schedule A of Cribstone Capital Management, Llc
    Mar 3, 2021 · Control person joined · fact
  • Gaylord Jeffrey Burch (Director, Wealth Management, Chief Compliance Officer) appeared on Schedule A of Cribstone Capital Management, Llc
    Mar 3, 2021 · Control person joined · fact
  • Cribstone Capital Management, Llc reported RAUM $300.5M, down 36% from $470.1M (2019-05-01 to 2020-04-20)
    Apr 20, 2020 · RAUM change · derived
  • E Edward Moran (Chief Compliance Officer) no longer on Schedule A of Cribstone Capital Management, Llc (listed 2019-02-15, absent 2019-05-01)
    May 1, 2019 · Control person left · inference
  • Anchorline Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    May 1, 2015 · Succession (Item 4) · fact
  • Anchorline Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
    Apr 10, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026