DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left A••••••••• F•••••••• S•••••••• L•• for E•••••• F•••••••• G••••

national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Lora J RommelLaguna Niguel, CaMay 22, 2023May 18, 2023
Andrew Lee EhrlichLaguna Niguel, CaMay 24, 2023May 18, 2023
Heather Michelle BooneLaguna Niguel, CaMay 24, 2023May 19, 2023
Jessica Lynn KruseyLaguna Niguel, CaMay 24, 2023May 18, 2023
The rule
Registrations ended
May 22, 2023 to May 24, 2023
Registered next
May 18, 2023 to May 19, 2023
Branch state
CA
Cities
1, most in Laguna Niguel, Ca
Registered there that day
10,812 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of A••••••••• F•••••••• S•••••••• L••Other teams into E•••••• F•••••••• G••••