DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•••••• F•••••••• G••••
Legal name T•• E•••••• G•••• L••
Latest filing Jan 28, 2026
First filing on the tape Apr 18, 2023 · 13 filings
SEC status approved since May 18, 2023
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$250M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.5M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$250M as of Jan 28, 2026
Feb 1, 2024$189M then
HNW client RAUM$196M as of Jan 28, 2026
Feb 1, 2024$132M then
State-registered IARs (5.B.3)4 as of Jan 28, 2026
Feb 1, 20245 then
Employees (5.A)5 as of Jan 28, 2026
Feb 1, 20245 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 5 to 4
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $366,782derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $83.0M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$196M78%
- Individuals$54.4M22%
- Individual clients
- 125reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 682reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.0M for 116 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• L••• K•••••Certified Financial Planner | Laguna Niguel, Ca | May 18, 2023 | 21 y | 6 |
| A••••• L•• E••••••Certified Financial Planner | Laguna Niguel, Ca | May 18, 2023 | 21 y | 2 |
| L••• J• R•••••Certified Financial Planner | Laguna Niguel, Ca | May 18, 2023 | 31 y | 1 |
| H•••••• M••••••• B•••• | Laguna Niguel, Ca | May 19, 2023 | 19 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•••••• M••••••• B•••• from A••••••••• F•••••••• S•••••••• L••May 19, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••••• L••• K••••• from A••••••••• F•••••••• S•••••••• L••May 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• L•• E•••••• from A••••••••• F•••••••• S•••••••• L••May 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- L••• J• R••••• from A••••••••• F•••••••• S•••••••• L••May 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A••••••••• F•••••••• S•••••••• L••May 22, 2023 · Laguna Niguel, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• A•••••• L•• · Managing Member & Presidentcontrolsince 05/2023 · owns 75% or more
- R•••••• L•••• J• · Chief Compliance Officersince 05/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Laguna Niguel, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 778 to 682Dec 10, 2025 to Jan 28, 2026
- HNW clients · 70 to 82Dec 10, 2025 to Jan 28, 2026
- Individual clients · 164 to 125Dec 10, 2025 to Jan 28, 2026
- Assets in custody · $116M to $83.0MDec 10, 2025 to Jan 28, 2026
- Financial planning clients · 51-100 to 101-250Dec 10, 2025 to Jan 28, 2026
- Discretionary RAUM · $226M to $250MDec 10, 2025 to Jan 28, 2026
- HNW RAUM · $163M to $196MDec 10, 2025 to Jan 28, 2026
- Individual RAUM · $62.1M to $54.4MDec 10, 2025 to Jan 28, 2026
- RAUM · $226M to $250MDec 10, 2025 to Jan 28, 2026
- Advisory employees · 5 to 4Jun 23, 2025 to Dec 10, 2025
- Employees · 6 to 5Jun 23, 2025 to Dec 10, 2025
- State-registered IARs · 5 to 4Jun 23, 2025 to Dec 10, 2025
- Financial planning clients · 51-100 to 51-100Jan 28, 2025 to Jun 23, 2025
- Accounts · 719 to 778Sep 26, 2024 to Jan 28, 2025
- Advisory activities · 5 to 4Sep 26, 2024 to Jan 28, 2025
- HNW clients · 58 to 70Sep 26, 2024 to Jan 28, 2025
- Individual clients · 152 to 164Sep 26, 2024 to Jan 28, 2025
- Commission compensation · true to falseSep 26, 2024 to Jan 28, 2025
- Assets in custody · $62.9M to $116MSep 26, 2024 to Jan 28, 2025
- Employees · 5 to 6Sep 26, 2024 to Jan 28, 2025
- Discretionary RAUM · $189M to $226MSep 26, 2024 to Jan 28, 2025
- HNW RAUM · $132M to $163MSep 26, 2024 to Jan 28, 2025
- Individual RAUM · $55.7M to $62.1MSep 26, 2024 to Jan 28, 2025
- Pension RAUM · 1381631.0 to unsetSep 26, 2024 to Jan 28, 2025
- RAUM · $189M to $226MSep 26, 2024 to Jan 28, 2025
- Related broker-dealer · true to falseSep 26, 2024 to Jan 28, 2025
- Accounts · 692 to 719Dec 1, 2023 to Feb 1, 2024
- BD registered reps · 5 to 0Dec 1, 2023 to Feb 1, 2024
- HNW clients · 50 to 58Dec 1, 2023 to Feb 1, 2024
- Individual clients · 150 to 152Dec 1, 2023 to Feb 1, 2024
- Pension plan clients · 1.0 to unsetDec 1, 2023 to Feb 1, 2024
- Commission compensation · false to trueDec 1, 2023 to Feb 1, 2024
- Assets in custody · $52.8M to $62.9MDec 1, 2023 to Feb 1, 2024
- Financial planning clients · 0 to 51-100Dec 1, 2023 to Feb 1, 2024
- Discretionary RAUM · $168M to $189MDec 1, 2023 to Feb 1, 2024
- HNW RAUM · $111M to $132MDec 1, 2023 to Feb 1, 2024
- Individual RAUM · $57.5M to $55.7MDec 1, 2023 to Feb 1, 2024
- Pension RAUM · $135,624 to $1.4MDec 1, 2023 to Feb 1, 2024
- RAUM · $168M to $189MDec 1, 2023 to Feb 1, 2024
- Accounts · 0 to 692May 25, 2023 to Aug 30, 2023
Signals
4 dated events
- Lee Andrew E•••••• (Managing Member & President) appeared on Schedule A of E•••••• F•••••••• G••••May 25, 2023 · Control person joined · fact
- 4 advisors left A••••••••• F•••••••• S•••••••• L•• (Laguna Niguel, CA) for E•••••• F•••••••• G•••• within 2 daysMay 22, 2023 · Team lift-out · derived
- Harrison Taelim Yaste (Chief Compliance Officer) no longer on Schedule A of E•••••• F•••••••• G•••• (listed 2023-04-18, absent 2023-05-18)May 18, 2023 · Control person left · inference
- T•• E•••••• G•••• L•• filed its initial SEC registration (Form ADV)Apr 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ehrlichfg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-342-8852reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-342-8852reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026