DFX Intelligence
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Team lift-out
3 advisors left L•• F•••••••• L•• for M•••••• W••••• S•••••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Jeffrey Clark | Santa Maria, Ca | Oct 6, 2020 | Nov 27, 2018 |
| Brian Thomas Johnson | Santa Barbara, Ca | Oct 7, 2020 | Nov 27, 2018 |
| Kimberly Sara Malesky | Santa Maria, Ca | Oct 7, 2020 | Nov 27, 2018 |
The rule
- Registrations ended
- Oct 6, 2020 to Oct 7, 2020
- Registered next
- Nov 27, 2018
- Branch state
- CA
- Cities
- 2, most in Santa Maria, Ca
- Registered there that day
- 9,681 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape