DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Aaron Jeffrey Clark

Monarch Wealth Strategiesindependent RIALos Angeles, CaIA-onlyIAPD 4768202

Certified Financial Planner

Feed of 09/14/2026

At current firm

7 y

since Nov 27, 2018

In the industry

22 y

since Mar 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Founder & Presidentreportedmwsus.comfirm site, Sep 16, 2026
Founder: “Aaron Clark is the Founder and President of Monarch Wealth Strategies, where he leads the firm’s vision, values, and strategic direction.”reportedmwsus.comthe sentence on the bio page
Professional profile: mwsus.com/team/aaron-j-clarkreportedmwsus.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Monarch Wealth Strategies independent RIA current
since Nov 27, 2018 · Los Angeles, Ca
LPL Financial LLC BD affiliated
Oct 20, 2008 to Oct 6, 2020 · Santa Barbara, Ca
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Oct 23, 2008 · Santa Barbara, Ca
A. G. Edwards & Sons, Inc. unclassified
Mar 25, 2004 to Jan 1, 2008 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Monarch Wealth Strategies
left Oct 6, 2020, registered Nov 27, 2018 (-679 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Wells Fargo Advisors to LPL Financial LLC
left Oct 23, 2008, registered Oct 20, 2008 (-3 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address