DFX Intelligence
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Team lift-out
4 advisors left L•• F•••••••• L•• for I•••••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Feb 22, 2022 to Feb 23, 2022
- Registered next
- Mar 21, 2022
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 12,791 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Jul 2, 2021), not necessarily this firm